4//SEC Filing
Alimco Financial Corp 4
Accession 0001209191-19-022253
CIK 0001090908other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 2:43 PM ET
Size
10.4 KB
Accession
0001209191-19-022253
Insider Transaction Report
Form 4
DETERMINE, INC.DTRM
Alimco Financial Corp
10% OwnerOther
Transactions
- Other
Junior Secured Convertible Promissory Note and PIK Interest
2019-03-31+35,386.11→ 433,458 totalExercise: $3.00From: 2016-12-27Exp: 2021-12-27→ Common Stock (11,795 underlying) - Other
Junior Secured Convertible Promissory Note and PIK Interest
2019-03-31+20,542.79→ 297,794 totalExercise: $3.00From: 2015-12-16Exp: 2020-12-16→ Common Stock (6,847 underlying)
Holdings
- 5,428,457
Common Stock
Footnotes (4)
- [F1]Subject to adjustment for fractional shares.
- [F2]At the election of the Issuer, the quarterly interest payment has been paid as paid-in-kind interest compounded to the original principal amount of the Note.
- [F3]Includes all PIK interest on Junior Secured Convertible Promissory Note.
- [F4]The reporting person disclaims beneficial ownership of these securities except to the extent of it's pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.
Documents
Issuer
DETERMINE, INC.
CIK 0001090908
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001763340
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 2:43 PM ET
- Size
- 10.4 KB