Sherlock James 4

4 · MARLIN BUSINESS SERVICES CORP · Filed Apr 2, 2019

Form 4

Period: 2019-03-29

Senior Vice President

Transactions

Award
Common Stock
2019-03-29+1,627→ 6,950 total
Award
Option to Purchase Common Stock
2018-03-20+3,467→ 3,467 total
Exercise: $28.25From: 2021-03-20Exp: 2025-03-20→ Common Stock (3,467 underlying)
Tax Payment
Common Stock
2019-03-31$21.50/sh−96$2,064→ 6,854 total
Award
Option to Purchase Common Stock
2017-03-31+3,810→ 3,810 total
Exercise: $25.75From: 2020-03-31Exp: 2024-03-31→ Common Stock (3,810 underlying)

Footnotes (5)

[F1]Represents grant of restricted stock units as part of long term incentive plan. This grant consists of 1,627 restricted stock units where the restrictions will lapse over the three year period following the grant date on a pro-rata basis (one-third per year).
[F2]Includes 434 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed and 2,864 restricted stock units.
[F3]Represents the delivery of shares to pay the tax liability associated with the vesting of certain restricted stock units.
[F4]Includes 434 shares of restricted stock where, as of the date of this filing, the restrictions have not yet lapsed and 2,541 restricted stock units.
[F5]Date listed is the date of full vesting. Vests one-third per year beginning on the first anniversary of the date of grant.

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