4//SEC Filing
Unninayar Kamalam 4
Accession 0001209191-19-022630
CIK 0001123494other
Filed
Apr 1, 8:00 PM ET
Accepted
Apr 2, 5:00 PM ET
Size
10.1 KB
Accession
0001209191-19-022630
Insider Transaction Report
Form 4
Unninayar Kamalam
Chief Financial Officer
Transactions
- Award
Common Stock
2019-03-07+18,997→ 73,858 total - Award
Common Stock
2019-03-07+37,995→ 54,861 total - Award
Stock option (right to buy)
2019-03-07+91,139→ 91,139 totalExercise: $3.79Exp: 2029-03-07→ Common Stock, par value $0.01 per share (91,139 underlying)
Footnotes (5)
- [F1]Represents a deferred stock award of 37,995 restricted stock units which shall vest in four equal installments on January 1, 2020, 2021, 2022 and 2023.
- [F2]Includes (a) a deferred stock award of 37,995 restricted stock units which shall vest in four equal installments on January 1, 2020, 2021, 2022 and 2023; (b) a deferred stock award of 13,852 restricted stock units which vest in equal installments on January 1, 2020, 2021 and 2022; and (c) 3,014 shares of common stock held by the Reporting Person.
- [F3]Represents a deferred stock award of 18,997 restricted stock units with performance based vesting conditions. These restricted stock units shall vest in equal installments on March 7, 2020, 2021 and 2022, and are linked to the achievement of a relative total shareholder return of the Issuer's common stock from March 7, 2019 to the earlier of (i) March 7, 2020 or (ii) upon a change of control (measured relative to the NASDAQ Biotechnology index and based on the 20-day trading average price before each such date). The target number of these restricted stock units that may be earned is reported above; the maximum amount is 150% of the number reported.
- [F4]Includes (a) the shares and awards described in footnote (2) above, and (b) the award described in footnote (3) above.
- [F5]The options vest in four equal installments on January 1, 2020, 2021, 2022 and 2023.
Documents
Issuer
HARVARD BIOSCIENCE INC
CIK 0001123494
Entity typeother
Related Parties
1- filerCIK 0001720065
Filing Metadata
- Form type
- 4
- Filed
- Apr 1, 8:00 PM ET
- Accepted
- Apr 2, 5:00 PM ET
- Size
- 10.1 KB