Alimco Financial Corp 4
4 · DETERMINE, INC. · Filed Apr 12, 2019
Insider Transaction Report
Form 4
DETERMINE, INC.DTRM
Alimco Financial Corp
10% OwnerOther
Transactions
- Other
Junior Secured Convertible Promissory Note and PIK Interest
2019-04-10−895,346.64→ 0 totalExercise: $3.00From: 2015-12-16Exp: 2020-12-16→ Common Stock (298,448 underlying) - Other
Junior Secured Convertible Promissory Note and PIK Interest
2019-04-10−1,303,946.46→ 0 totalExercise: $3.00From: 2016-12-27Exp: 2021-12-27→ Common Stock (434,648 underlying)
Holdings
- 5,428,457
Common Stock
Footnotes (3)
- [F1]On April 10, 2019, the Issuer paid in full all amounts due under this Junior Secured Convertible Promissory Note, including PIK interest accrued through April 10, 2019.
- [F2]Includes all PIK interest on this Junior Secured Convertible Promissory Note accrued through April 10, 2019.
- [F3]The reporting person disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein. This filing shall not be deemed an admission that the reporting person is, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the beneficial owner of any equity securities covered by this filing.