4//SEC Filing
Malamed Adam Scott 4
Accession 0001209191-19-024548
CIK 0001029730other
Filed
Apr 14, 8:00 PM ET
Accepted
Apr 15, 7:37 AM ET
Size
6.6 KB
Accession
0001209191-19-024548
Insider Transaction Report
Form 4
Malamed Adam Scott
Chief Operating Officer
Transactions
- Purchase
Common Stock
2019-04-12$3.46/sh+10,000$34,600→ 1,488,541 total
Holdings
- 5,000(indirect: By IRA)
Common Stock
- 4,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (1)
- [F1]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
Documents
Issuer
LADENBURG THALMANN FINANCIAL SERVICES INC.
CIK 0001029730
Entity typeother
Related Parties
1- filerCIK 0001537445
Filing Metadata
- Form type
- 4
- Filed
- Apr 14, 8:00 PM ET
- Accepted
- Apr 15, 7:37 AM ET
- Size
- 6.6 KB