Malamed Adam Scott 4
4 · LADENBURG THALMANN FINANCIAL SERVICES INC. · Filed Apr 15, 2019
Insider Transaction Report
Form 4
Malamed Adam Scott
Chief Operating Officer
Transactions
- Purchase
Common Stock
2019-04-12$3.46/sh+10,000$34,600→ 1,488,541 total
Holdings
- 5,000(indirect: By IRA)
Common Stock
- 4,000
8.00% Series A Cumulative Redeemable Preferred Stock
Footnotes (1)
- [F1]The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.