|4Apr 15, 7:16 PM ET

Cooper Revocable Trust dated April 25, 2001 4

4 · ONE STOP SYSTEMS, INC. · Filed Apr 15, 2019

Insider Transaction Report

Form 4
Period: 2019-04-11
Cooper Steve D
DirectorPresident, CEO10% Owner
Transactions
  • Tax Payment

    Common Stock

    2019-04-11$2.51/sh1,728$4,3372,933,666 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2019-04-11+5,0002,935,394 total(indirect: By Trust)
  • Exercise/Conversion

    Restricted Stock Units

    2019-04-115,00020,000 total
    Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]Restricted stock units convert into common stock on a one-for-one basis.
  • [F2]These shares are owned directly by the Cooper Revocable Trust dated April 25, 2001, a ten percent owner of the issuer, and indirectly by Steve Cooper as trustee of the trust. Steve Cooper is an officer and director of the issuer.
  • [F3]On April 11, 2018, the reporting person was granted 30,000 restricted stock units, vesting in twelve equal quarterly installments beginning the first quarter after the grant date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION