2U, Inc.·4

Apr 29, 6:49 PM ET

MAEDER PAUL A 4

4 · 2U, Inc. · Filed Apr 29, 2019

Insider Transaction Report

Form 4
Period: 2019-04-25
Transactions
  • Award

    Common Stock

    2019-04-25+1,63952,914 total
  • Award

    Common Stock

    2019-04-25+24553,159 total
  • Award

    Common Stock

    2019-04-25$61.01/sh+81$4,94253,240 total
  • Award

    Common Stock

    2019-04-25$61.01/sh+409$24,95351,275 total
  • Award

    Common Stock

    2019-04-25+8153,321 total
  • Award

    Employee Stock Option (right to buy)

    2019-04-25+3,6013,601 total
    Exercise: $61.01Exp: 2029-04-25Common Stock (3,601 underlying)
Holdings
  • Common Stock

    (indirect: By LLC)
    39,946
Footnotes (7)
  • [F1]The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
  • [F2]The shares underlying this restricted stock unit award will vest in full on April 1, 2020, subject to the reporting person's continued service as a director of the issuer as of that date.
  • [F3]The restricted stock units were issued to the reporting person in lieu of annual director retainer fees of $25,000.
  • [F4]The restricted stock unit award will vest as to one-third of the underlying shares on each of April 1, 2020, 2021 and 2022, subject to the reporting person's continued service as a director of the issuer as of the applicable vesting date.
  • [F5]The restricted stock units were issued to the reporting person in lieu of annual chairman retainer fees of $5,000.
  • [F6]These shares are held by Altaheide LLC, the sole members of which are certain trusts for the benefit of the reporting person's children. The reporting person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
  • [F7]The option award will vest as to one-third of the underlying shares on each of April 1, 2020, 2021 and 2022, subject to the reporting person's continued service with the issuer as of the applicable vesting date.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION