Ross Matthew Peter 4/A

Accession 0001209191-19-026740

CIK 0001664703other

View on SEC.gov Company Profile

Filed

Apr 30, 8:00 PM ET

Accepted

May 1, 4:06 PM ET

Size

63.1 KB

Accession

0001209191-19-026740

Insider Transaction Report

Form 4/AAmended

Period: 2019-04-25

Bloom Energy CorpBE

Ross Matthew Peter

EVP and CMO

Transactions

Exercise/Conversion
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25−5,000→ 5,000 total
→ Class B Common Stock (5,000 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25−6,666→ 6,666 total
→ Class B Common Stock (6,666 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25−8,888→ 17,776 total
→ Class B Common Stock (8,888 underlying)
Conversion
Class B Common Stock
2019-04-25−12,907→ 0 total
→ Class A Common Stock (12,907 underlying)
Conversion
Class B Common Stock
2019-04-25−65,847→ 0 total
→ Class A Common Stock (65,847 underlying)
Conversion
Class A Common Stock
2019-04-25+6,666→ 49,609 total
Exercise/Conversion
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25−1,093→ 0 total
→ Class B Common Stock (1,093 underlying)
Conversion
Class A Common Stock
2019-04-25+5,000→ 44,685 total
Conversion
Class A Common Stock
2019-04-25+8,888→ 56,202 total
Conversion
Class A Common Stock
2019-04-25+12,907→ 66,011 total
Conversion
Class B Common Stock
2019-04-25−5,000→ 0 total
→ Class A Common Stock (5,000 underlying)
Exercise/Conversion
Class B Common Stock
2019-04-25+65,847→ 65,847 total
→ Class A Common Stock (65,847 underlying)
Sale
Class A Common Stock
2019-04-26$12.27/sh−1,742$21,380→ 42,943 total
Conversion
Class B Common Stock
2019-04-25−6,666→ 0 total
→ Class A Common Stock (6,666 underlying)
Exercise/Conversion
Class B Common Stock
2019-04-25+8,888→ 8,888 total
→ Class A Common Stock (8,888 underlying)
Conversion
Class B Common Stock
2019-04-25−8,888→ 0 total
→ Class A Common Stock (8,888 underlying)
Conversion
Class A Common Stock
2019-04-25+1,093→ 40,065 total
Sale
Class A Common Stock
2019-04-26$12.27/sh−380$4,664→ 39,685 total
Sale
Class A Common Stock
2019-04-26$12.27/sh−2,295$28,167→ 47,314 total
Sale
Class A Common Stock
2019-04-26$12.27/sh−3,098$38,023→ 53,104 total
Sale
Class A Common Stock
2019-04-26$12.27/sh−4,499$55,218→ 61,512 total
Conversion
Class A Common Stock
2019-04-25+65,847→ 127,359 total
Sale
Class A Common Stock
2019-04-26$12.27/sh−27,859$341,925→ 99,500 total
Exercise/Conversion
Class B Common Stock
2019-04-25+6,666→ 6,666 total
→ Class A Common Stock (6,666 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25−12,907→ 25,814 total
→ Class B Common Stock (12,907 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)(Class B Common Stock)
2019-04-25−65,847→ 197,540 total
→ Class B Common Stock (65,847 underlying)
Exercise/Conversion
Class B Common Stock
2019-04-25+1,093→ 1,093 total
→ Class A Common Stock (1,093 underlying)
Conversion
Class B Common Stock
2019-04-25−1,093→ 0 total
→ Class A Common Stock (1,093 underlying)
Exercise/Conversion
Class B Common Stock
2019-04-25+5,000→ 5,000 total
→ Class A Common Stock (5,000 underlying)
Exercise/Conversion
Class B Common Stock
2019-04-25+12,907→ 12,907 total
→ Class A Common Stock (12,907 underlying)

Footnotes (6)

[F1]Conversion of a derivative security pursuant to its terms.
[F2]Sale of shares to satisfy tax withholding obligation. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 28, 2018.
[F3]This transaction was executed in multiple trades at prices ranging from $12.1100 to $12.5200. The price reported above reflects the weighted average sales price.
[F4]Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
[F5]Delivery of such shares which vested on January 25, 2019 was deferred by the reporting person until April 25, 2019.
[F6]All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.

Documents

1 file

4
doc4a.xml
FORM 4/A SUBMISSION

Issuer

Bloom Energy Corp

CIK 0001664703

→

Entity typeother

Related Parties

filerCIK 0001745994

Filing Metadata

Form type: 4/A
Filed: Apr 30, 8:00 PM ET
Accepted: May 1, 4:06 PM ET
Size: 63.1 KB

View on SEC.gov