LAMOND PIERRE 4

Accession 0001209191-19-029477

CIK 0001662774other

Filed

May 12, 8:00 PM ET

Accepted

May 13, 7:50 PM ET

Size

23.0 KB

Accession

0001209191-19-029477

Form 4

Period: 2019-05-13

10% Owner

Transactions

Conversion
Common Stock
2019-05-13+962,510→ 962,510 total(indirect: By Trust)
Conversion
Common Stock
2019-05-13+962,510→ 962,510 total(indirect: By Trust)
Conversion
Series B Redeemable Convertible Preferred Stock
2019-05-13−462,028→ 0 total(indirect: By Trust)
→ Common Stock (462,028 underlying)
Conversion
Common Stock
2019-05-13+961,510→ 961,510 total(indirect: By Trust)
Conversion
Series A Redeemable Convertible Preferred Stock
2019-05-13−500,483→ 0 total(indirect: By Trust)
→ Common Stock (500,483 underlying)
Conversion
Series A Redeemable Convertible Preferred Stock
2019-05-13−500,482→ 0 total(indirect: By Trust)
→ Common Stock (500,482 underlying)
Conversion
Series A Redeemable Convertible Preferred Stock
2019-05-13−961,510→ 0 total(indirect: By Trust)
→ Common Stock (961,510 underlying)
Conversion
Series B Redeemable Convertible Preferred Stock
2019-05-13−462,027→ 0 total(indirect: By Trust)
→ Common Stock (462,027 underlying)

10% Owner

Transactions

Conversion
Common Stock
2019-05-13+962,510→ 962,510 total(indirect: By Trust)
Conversion
Common Stock
2019-05-13+961,510→ 961,510 total(indirect: By Trust)
Conversion
Series A Redeemable Convertible Preferred Stock
2019-05-13−500,482→ 0 total(indirect: By Trust)
→ Common Stock (500,482 underlying)
Conversion
Series A Redeemable Convertible Preferred Stock
2019-05-13−961,510→ 0 total(indirect: By Trust)
→ Common Stock (961,510 underlying)
Conversion
Series A Redeemable Convertible Preferred Stock
2019-05-13−500,483→ 0 total(indirect: By Trust)
→ Common Stock (500,483 underlying)
Conversion
Common Stock
2019-05-13+962,510→ 962,510 total(indirect: By Trust)
Conversion
Series B Redeemable Convertible Preferred Stock
2019-05-13−462,027→ 0 total(indirect: By Trust)
→ Common Stock (462,027 underlying)
Conversion
Series B Redeemable Convertible Preferred Stock
2019-05-13−462,028→ 0 total(indirect: By Trust)
→ Common Stock (462,028 underlying)

Footnotes (5)

[F1]The total represents shares received upon conversion of shares of Series A Redeemable Convertible Preferred Stock and shares of Series B Redeemable Convertible Preferred Stock.
[F2]Each share of Series A Redeemable Convertible Preferred Stock and each share of Series B Redeemable Convertible Preferred Stock automatically converted into one share of Issuer's Common Stock, respectively, for no additional consideration at the completion of the Issuer's initial public offering. The Redeemable Convertible Preferred Stock had no expiration date.
[F3]Christine E. Lamond is the trustee of the Christine E. Lamond 2019 Annuity Trust A dated March 4, 2019, and has sole voting and dispositive power with respect to the shares held of record by the Christine E. Lamond 2019 Annuity Trust A dated March 4, 2019.
[F4]Pierre R. Lamond is the trustee of the Pierre R. Lamond 2019 Annuity Trust A dated March 4, 2019, and has sole voting and dispositive power with respect to the shares held of record by the Pierre R. Lamond 2019 Annuity Trust A dated March 4, 2019.
[F5]Pierre R. Lamond is the trustee of the Pierre R. and Christine E. Lamond Trust 11-22-85, and has sole voting and dispositive power with respect to the shares held of record by the Pierre R. and Christine E. Lamond Trust 11-22-85.

Documents

1 file

Cortexyme, Inc.

CIK 0001662774

Entity typeother