4//SEC Filing
Goeschel Burkhard 4
Accession 0001209191-19-030445
CIK 0000319815other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 4:54 PM ET
Size
14.6 KB
Accession
0001209191-19-030445
Insider Transaction Report
Form 4
Goeschel Burkhard
Director
Transactions
- Disposition to Issuer
Stock Options (Right to Buy)
2019-05-16−5,000→ 0 totalExercise: $5.37Exp: 2028-05-15→ Common Stock (5,000 underlying) - Exercise/Conversion
Common Stock
2019-05-16+19,785→ 223,935 total - Exercise/Conversion
Restricted Stock Units
2019-05-16−19,785→ 0 totalExercise: $0.00→ Common Stock (19,785 underlying) - Disposition to Issuer
Stock Options (Right to Buy)
2019-05-16−5,000→ 0 totalExercise: $5.53Exp: 2027-05-22→ Common Stock (5,000 underlying) - Disposition from Tender
Common Stock
2019-05-16−223,935→ 0 total
Footnotes (7)
- [F1]These units do not carry a conversion price.
- [F2]Pursuant to the Agreement and Plan of Merger, dated as of February 3, 2019 (the "Merger Agreement"), by and among Tesla, inc. ("Tesla"), Cambria Acquisition Corp. and the Issuer, each share of common stock was tendered in exchange for 0.0193 of a share of Tesla common stock, together with cash in lieu of any fractional shares of Tesla common stock. Upon consummation of the tender offer, the Reporting Person received Transaction Consideration of 4,321 shares of Tesla common stock and $232.50 in lieu of fractional shares of Tesla common stock.
- [F3]Each restricted stock unit (RSU) represents a right to receive one share of the Issuer's common stock.
- [F4]This RSU represents the holder's annual non-employee director award, which vests in full in connection with a change of control, which is triggered by the execution of the Merger Agreement.
- [F5]These units do not expire.
- [F6]Option becomes exercisable on the earlier of: (1) May 20, 2019 or (2) the Company's 2019 annual meeting date; as long as the holder remains in service to the Company. In connection with the consummation of the merger, the option was fully vested and cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $278.24 per share.
- [F7]Option vested in full on May 20, 2018. In connection with the consummation of the merger, the option was cancelled, subject to a 90 day exercise window. The option was assumed by Tesla in the merger and replaced with an option to purchase 96 shares of Tesla Common Stock with an exercise price of $286.53 per share.
Documents
Issuer
MAXWELL TECHNOLOGIES INC
CIK 0000319815
Entity typeother
Related Parties
1- filerCIK 0001391638
Filing Metadata
- Form type
- 4
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 4:54 PM ET
- Size
- 14.6 KB