AP Opportunity Fund LLC 4
Accession 0001209191-19-031844
Filed
May 20, 8:00 PM ET
Accepted
May 21, 7:09 PM ET
Size
41.6 KB
Accession
0001209191-19-031844
Insider Transaction Report
- Conversion
Series Seed Convertible Preferred Stock
2019-05-21−3,405,502→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,405,502 underlying) - Conversion
Series B Convertible Preferred Stock
2019-05-21−777,632→ 0 total(indirect: See Footnote)→ Class B Common Stock (777,632 underlying) - Conversion
Series C Convertible Preferred Stock
2019-05-21−1,174,315→ 0 total(indirect: See Footnote)→ Class B Common Stock (1,174,315 underlying) - Conversion
Series D Convertible Preferred Stock
2019-05-21−15,504→ 0 total(indirect: See Footnote)→ Class B Common Stock (15,504 underlying) - Conversion
Series D Convertible Preferred Stock
2019-05-21−522,605→ 0 total(indirect: See Footnote)→ Class B Common Stock (522,605 underlying) - Conversion
Series E Convertible Preferred Stock
2019-05-21−229,175→ 0 total(indirect: See Footnote)→ Class B Common Stock (229,175 underlying) - Conversion
Series E Convertible Preferred Stock
2019-05-21−66,090→ 0 total(indirect: See Footnote)→ Class B Common Stock (66,090 underlying) - Conversion
Series A Convertible Preferred Stock
2019-05-21−1,101,420→ 0 total(indirect: See Footnote)→ Class B Common Stock (1,101,420 underlying) - Conversion
Series C Convertible Preferred Stock
2019-05-21−704,589→ 0 total(indirect: See Footnote)→ Class B Common Stock (704,589 underlying) - Conversion
Class B Common Stock
2019-05-21+1,787,460→ 1,787,460 total(indirect: See Footnote)→ Class A Common Stock (1,787,460 underlying) - Conversion
Series F Convertible Preferred Stock
2019-05-21−97,803→ 0 total(indirect: See Footnote)→ Class B Common Stock (97,803 underlying) - Conversion
Series F Convertible Preferred Stock
2019-05-21−24,450→ 0 total(indirect: See Footnote)→ Class B Common Stock (24,450 underlying) - Conversion
Class B Common Stock
2019-05-21+6,331,625→ 6,598,407 total(indirect: See Footnote)→ Class A Common Stock (6,331,625 underlying)
- Conversion
Series C Convertible Preferred Stock
2019-05-21−1,174,315→ 0 total(indirect: See Footnote)→ Class B Common Stock (1,174,315 underlying) - Conversion
Series D Convertible Preferred Stock
2019-05-21−522,605→ 0 total(indirect: See Footnote)→ Class B Common Stock (522,605 underlying) - Conversion
Series E Convertible Preferred Stock
2019-05-21−66,090→ 0 total(indirect: See Footnote)→ Class B Common Stock (66,090 underlying) - Conversion
Series B Convertible Preferred Stock
2019-05-21−777,632→ 0 total(indirect: See Footnote)→ Class B Common Stock (777,632 underlying) - Conversion
Series F Convertible Preferred Stock
2019-05-21−97,803→ 0 total(indirect: See Footnote)→ Class B Common Stock (97,803 underlying) - Conversion
Series F Convertible Preferred Stock
2019-05-21−24,450→ 0 total(indirect: See Footnote)→ Class B Common Stock (24,450 underlying) - Conversion
Series Seed Convertible Preferred Stock
2019-05-21−3,405,502→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,405,502 underlying) - Conversion
Series A Convertible Preferred Stock
2019-05-21−1,101,420→ 0 total(indirect: See Footnote)→ Class B Common Stock (1,101,420 underlying) - Conversion
Series C Convertible Preferred Stock
2019-05-21−704,589→ 0 total(indirect: See Footnote)→ Class B Common Stock (704,589 underlying) - Conversion
Series D Convertible Preferred Stock
2019-05-21−15,504→ 0 total(indirect: See Footnote)→ Class B Common Stock (15,504 underlying) - Conversion
Series E Convertible Preferred Stock
2019-05-21−229,175→ 0 total(indirect: See Footnote)→ Class B Common Stock (229,175 underlying) - Conversion
Class B Common Stock
2019-05-21+6,331,625→ 6,598,407 total(indirect: See Footnote)→ Class A Common Stock (6,331,625 underlying) - Conversion
Class B Common Stock
2019-05-21+1,787,460→ 1,787,460 total(indirect: See Footnote)→ Class A Common Stock (1,787,460 underlying)
- Conversion
Series Seed Convertible Preferred Stock
2019-05-21−3,405,502→ 0 total(indirect: See Footnote)→ Class B Common Stock (3,405,502 underlying) - Conversion
Series A Convertible Preferred Stock
2019-05-21−1,101,420→ 0 total(indirect: See Footnote)→ Class B Common Stock (1,101,420 underlying) - Conversion
Series B Convertible Preferred Stock
2019-05-21−777,632→ 0 total(indirect: See Footnote)→ Class B Common Stock (777,632 underlying) - Conversion
Series C Convertible Preferred Stock
2019-05-21−704,589→ 0 total(indirect: See Footnote)→ Class B Common Stock (704,589 underlying) - Conversion
Series D Convertible Preferred Stock
2019-05-21−15,504→ 0 total(indirect: See Footnote)→ Class B Common Stock (15,504 underlying) - Conversion
Series D Convertible Preferred Stock
2019-05-21−522,605→ 0 total(indirect: See Footnote)→ Class B Common Stock (522,605 underlying) - Conversion
Series F Convertible Preferred Stock
2019-05-21−97,803→ 0 total(indirect: See Footnote)→ Class B Common Stock (97,803 underlying) - Conversion
Series C Convertible Preferred Stock
2019-05-21−1,174,315→ 0 total(indirect: See Footnote)→ Class B Common Stock (1,174,315 underlying) - Conversion
Series E Convertible Preferred Stock
2019-05-21−66,090→ 0 total(indirect: See Footnote)→ Class B Common Stock (66,090 underlying) - Conversion
Series F Convertible Preferred Stock
2019-05-21−24,450→ 0 total(indirect: See Footnote)→ Class B Common Stock (24,450 underlying) - Conversion
Series E Convertible Preferred Stock
2019-05-21−229,175→ 0 total(indirect: See Footnote)→ Class B Common Stock (229,175 underlying) - Conversion
Class B Common Stock
2019-05-21+6,331,625→ 6,598,407 total(indirect: See Footnote)→ Class A Common Stock (6,331,625 underlying) - Conversion
Class B Common Stock
2019-05-21+1,787,460→ 1,787,460 total(indirect: See Footnote)→ Class A Common Stock (1,787,460 underlying)
Footnotes (10)
- [F1]Each share of Series Seed Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering. The Series Seed Convertible Preferred Stock has no expiration date.
- [F10]Each share of Series F Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering. The Series F Convertible Preferred Stock has no expiration date.
- [F2]Each share of Class B Common Stock will convert automatically into Class A Common Stock upon any transfer except certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Following the closing of the initial public offering, all outstanding shares of Class B Common Stock will convert into shares of Class A Common Stock upon the earliest of (i) the first trading day falling nine months after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock, (ii) the date specified by the vote of the holders of Class B Common Stock representing at least a majority of the outstanding shares of Class B Common Stock, or (iii) the first trading day falling ten years after the Effective Time as defined in the Issuer's amended and restated certificate of incorporation.
- [F3]These shares are held directly by Amplify Partners, L.P. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
- [F4]Each share of Series A Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering. The Series A Convertible Preferred Stock has no expiration date.
- [F5]Each share of Series B Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering. The Series B Convertible Preferred Stock has no expiration date.
- [F6]Each share of Series C Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock has no expiration date.
- [F7]These shares are held directly by AP Opportunity Fund LLC. The sole general partner is Amplify GP Partners, LLC. Sunil Dhaliwal, a member of the Issuer's Board of Directors, is a managing member of Amplify GP Partners, LLC, and may be deemed to have voting and investment power with respect to these securities. Amplify GP Partners, LLC and Sunil Dhaliwal disclaims beneficial ownership of the securities except to the extent of his or its pecuniary interest therein.
- [F8]Each share of Series D Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering. The Series D Convertible Preferred Stock has no expiration date.
- [F9]Each share of Series E Convertible Preferred Stock automatically converted into Class B Common Stock on a 1:1 basis immediately upon the closing of the Issuer's initial public offering. The Series E Convertible Preferred Stock has no expiration date.
Documents
Issuer
Fastly, Inc.
CIK 0001517413
Related Parties
1- filerCIK 0001775996
Filing Metadata
- Form type
- 4
- Filed
- May 20, 8:00 PM ET
- Accepted
- May 21, 7:09 PM ET
- Size
- 41.6 KB