CENTRAL GARDEN & PET CO·4

May 24, 5:03 PM ET

ROETH GEORGE C 4

4 · CENTRAL GARDEN & PET CO · Filed May 24, 2019

Insider Transaction Report

Form 4
Period: 2019-05-22
Transactions
  • Sale

    Class A Common Stock

    2019-05-23$26.53/sh3,595$95,36829,247 total(indirect: By Trust)
  • Tax Payment

    Class A Common Stock

    2019-05-22$26.98/sh10,951$295,45832,842 total(indirect: By Trust)
  • Exercise/Conversion

    Class A Common Stock

    2019-05-22$13.75/sh+14,546$200,00843,793 total(indirect: By Trust)
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2019-05-2214,5460 total
    Exercise: $13.75Exp: 2019-08-09Class A Common Stock (14,546 underlying)
Holdings
  • Units

    (indirect: By 401(k))
    969.69
  • Class A Common Stock

    111,716
Footnotes (5)
  • [F1]Mr. Roeth disclaims beneficial ownership of the shares of the Company's Class A Common Stock owned by the K Roeth & G Roeth TTEE The Roeth Family Trust dated 1/15/16 except to the extent of his pecuniary interest therein.
  • [F2]Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding tax liability incurred upon the above-reported exercise of options. The amount of shares withheld is based on the respective average of the high and low sales prices on the date of exercise.
  • [F3]The Reporting Person transferred 29,247 shares of directly held CENTA to the Roeth Family Trust.
  • [F4]The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.
  • [F5]Options were granted on February 9, 2016, and all shares are vested and have been exercised.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION