Patel Himanshu A. 4

Accession 0001209191-19-033201

CIK 0000883980other

View on SEC.gov Company Profile

Filed

May 28, 8:00 PM ET

Accepted

May 29, 4:32 PM ET

Size

30.0 KB

Accession

0001209191-19-033201

Insider Transaction Report

Form 4

Period: 2019-05-24

FIRST DATA CORPFDC

Patel Himanshu A.

See Remarks

Transactions

Exercise/Conversion
Stock Option (right to buy)
2019-05-24−52,727→ 580,002 total
Exercise: $16.00Exp: 2025-10-15→ Class A Common Stock (52,727 underlying)
Exercise/Conversion
Class B Common Stock
2019-05-24$11.07/sh+217,501$2,407,736→ 405,677 total
→ Class A Common Stock (217,501 underlying)
Exercise/Conversion
Stock Option (right to buy)
2019-05-24−17,541→ 52,623 total
Exercise: $12.52Exp: 2026-02-24→ Class A Common Stock (17,541 underlying)
Exercise/Conversion
Class A Common Stock
2019-05-24$16.00/sh+52,727$843,632→ 1,061,250 total
Sale
Class A Common Stock
2019-05-24$25.83/sh−399,979$10,332,658→ 678,812 total
Exercise/Conversion
Stock Options (right to buy)
2019-05-24−217,501→ 652,501 total
Exercise: $11.07Exp: 2023-06-03→ Class B Common Stock (217,501 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-05-24−9,886→ 29,659 total
Exercise: $12.65Exp: 2024-02-10→ Class B Common Stock (9,886 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-05-24−13,182→ 39,545 total
Exercise: $14.23Exp: 2025-01-14→ Class B Common Stock (13,182 underlying)
Exercise/Conversion
Class B Common Stock
2019-05-24$12.65/sh+9,886$125,058→ 415,563 total
→ Class A Common Stock (9,886 underlying)
Conversion
Class A Common Stock
2019-05-24+240,569→ 1,008,523 total
Exercise/Conversion
Class A Common Stock
2019-05-24$12.52/sh+17,541$219,613→ 1,078,791 total
Exercise/Conversion
Class B Common Stock
2019-05-24$14.23/sh+13,182$187,580→ 428,745 total
→ Class A Common Stock (13,182 underlying)
Conversion
Class B Common Stock
2019-05-24−240,569→ 188,176 total
→ Class A Common Stock (240,569 underlying)

Footnotes (4)

[F1]Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
[F2]The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $25.80 to $25.915, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
[F3]These stock options are fully vested and exercisable.
[F4]Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

FIRST DATA CORP

CIK 0000883980

→

Entity typeother

Related Parties

filerCIK 0001655482

Filing Metadata

Form type: 4
Filed: May 28, 8:00 PM ET
Accepted: May 29, 4:32 PM ET
Size: 30.0 KB

View on SEC.gov