4//SEC Filing
SIEGEL RICHARD W 4
Accession 0001209191-19-033420
CIK 0000883107other
Filed
May 29, 8:00 PM ET
Accepted
May 30, 4:07 PM ET
Size
26.0 KB
Accession
0001209191-19-033420
Insider Transaction Report
Form 4
SIEGEL RICHARD W
Director
Transactions
- Award
Common Stock (right to purchase)
2019-05-22$0.51/sh+10,000$5,100→ 10,000 totalExercise: $0.51From: 2020-05-22Exp: 2029-05-22→ Common Stock (10,000 underlying)
Holdings
- 10,000
Common Stock (right to purchase)
Exercise: $1.36From: 2012-01-31Exp: 2021-01-31→ Common Stock (10,000 underlying) - 8,100
Common Stock (right to purchase)
Exercise: $0.42From: 2017-02-23Exp: 2026-02-23→ Common Stock (8,100 underlying) - 2,000
Common Stock (right to purchase)
Exercise: $0.90From: 2016-11-17Exp: 2026-11-17→ Common Stock (2,000 underlying) - 10,000
Common Stock (right to purchase)
Exercise: $0.68From: 2018-02-21Exp: 2027-02-21→ Common Stock (10,000 underlying) - 10,000
Common Stock (right to purchase)
Exercise: $0.41From: 2014-02-14Exp: 2023-02-14→ Common Stock (10,000 underlying) - 10,000
Common Stock (right to purchase)
Exercise: $0.52From: 2015-02-13Exp: 2024-02-13→ Common Stock (10,000 underlying) - 9,000
Common Stock (right to purchase)
Exercise: $0.44From: 2016-02-18Exp: 2025-02-18→ Common Stock (9,000 underlying) - 2,000
Common Stock (right to purchase)
Exercise: $1.18From: 2016-11-17Exp: 2026-11-17→ Common Stock (2,000 underlying) - 2,000
Common Stock (right to purchase)
Exercise: $1.85From: 2016-11-17Exp: 2026-11-17→ Common Stock (2,000 underlying) - 2,000
Common Stock (right to purchase)
Exercise: $0.99From: 2016-11-17Exp: 2026-11-17→ Common Stock (2,000 underlying) - 10,000
Common Stock (right to purchase)
Exercise: $0.30From: 2013-08-07Exp: 2022-08-07→ Common Stock (10,000 underlying) - 2,000
Common Stock (right to purchase)
Exercise: $1.10From: 2016-11-17Exp: 2026-11-17→ Common Stock (2,000 underlying) - 10,000
Common Stock (right to purchase)
Exercise: $0.82From: 2019-05-23Exp: 2028-05-23→ Common Stock (10,000 underlying) - 389,838
Common Stock
- 2,000
Common Stock (right to purchase)
Exercise: $1.05From: 2016-11-17Exp: 2026-11-17→ Common Stock (2,000 underlying) - 2,000
Common Stock (right to purchase)
Exercise: $0.84From: 2016-11-17Exp: 2026-11-17→ Common Stock (2,000 underlying)
Footnotes (3)
- [F1]Subject to certain rights and restrictions, beginning on this date, options vest in three equal annual installments.
- [F2]Subject to certain restrictions, beginning on this date, options vest in three equal annual installments.
- [F3]The stock appreciation rights payable upon the reporting person's termination of service as a director of the Company were terminated, with stock options issued at identical exercise prices to the conversion prices of the respective stock appreciation rights. 2,000 were issued with an exercise price of $0.90, 2,000 were issued with an exercise price of $1.05, 2,000 were issued with an exercise price of $1.18, 2,000 were issued with an exercise price of $0.84, 2,000 were issued with an exercise price of $1.85, 2,000 were issued with an exercise price of $1.10, and 2,000 were issued with an exercise price of $0.99.
Documents
Issuer
NANOPHASE TECHNOLOGIES Corp
CIK 0000883107
Entity typeother
Related Parties
1- filerCIK 0001195154
Filing Metadata
- Form type
- 4
- Filed
- May 29, 8:00 PM ET
- Accepted
- May 30, 4:07 PM ET
- Size
- 26.0 KB