ROETH GEORGE C 4
4 · CENTRAL GARDEN & PET CO · Filed Jun 4, 2019
Insider Transaction Report
Form 4
ROETH GEORGE C
Director
Transactions
- Tax Payment
Class A Common Stock
2019-06-01$25.69/sh−3,342$85,856→ 104,977 total - Sale
Class A Common Stock
2019-05-31$25.42/sh−3,398$86,385→ 25,849 total(indirect: By Trust)
Holdings
- 29,246(indirect: By Trust)
Class A Common Stock
- 969.69(indirect: By 401(k))
Units
Footnotes (5)
- [F1]The range of prices for the shares of Class A Common Stock is from $25.41to $25.46. The Reporting Person undertakes that the Reporting Person will provide, upon request by the staff of the U.S. Securities and Exchange Commission, full information regarding the number of securities sold at each separate price.
- [F2]Mr. Roeth disclaims beneficial ownership of the shares of the Company's Class A Common Stock owned by the K Roeth & G Roeth TTEE The Roeth Family Trust dated 1/15/16 except to the extent of his pecuniary interest therein.
- [F3]Shares delivered by Reporting Person in payment of the withholding tax liability upon vesting of restricted stock. The amount of shares withheld is based on the average of the high and low of the sales prices of CENTA on June 3, 2019.
- [F4]On June 1, 2019, the Reporting Person transferred 3,397 shares of directly held CENTA to the Roeth Family Trust..
- [F5]The units represent interests in the CENTA Stock Fund in the Issuer's 401(k) Plan, which consist of shares of CENTA stock and cash.