Akhanov Dmitry 4
4 · NEOPHOTONICS CORP · Filed Jun 6, 2019
Insider Transaction Report
Form 4
Akhanov Dmitry
Director
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2019-06-04+14,056→ 14,056 totalExercise: $4.33From: 2019-07-04Exp: 2029-06-04→ Common Stock (14,056 underlying) - Award
Restricted Stock Units (right to acquire)
2019-06-04+10,854→ 10,854 totalExercise: $0.00From: 2020-06-04→ Common Stock (10,854 underlying) - Exercise/Conversion
Restricted Stock Units (right to acquire)
2019-06-05−6,932→ 0 totalExercise: $0.00→ Common Stock (6,932 underlying) - Exercise/Conversion
Common Stock
2019-06-05+6,932→ 24,236 total
Footnotes (3)
- [F1]This option shall vest at a rate of 1/12th of the total number of shares granted on each monthly anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of NeoPhotonics Corporation (the "Company").
- [F2]Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of NeoPhotonics common stock.
- [F3]The RSUs vest on the one year anniversary of the grant date, so long as the Reporting Person remains a member of the Board of Directors of the Company.