4//SEC Filing
OATES JAMES M 4
Accession 0001209191-19-035596
CIK 0000720672other
Filed
Jun 6, 8:00 PM ET
Accepted
Jun 7, 4:43 PM ET
Size
9.1 KB
Accession
0001209191-19-035596
Insider Transaction Report
Form 4
OATES JAMES M
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2019-06-06−1,900→ 22,672 totalExercise: $0.00→ Common Stock (1,900 underlying) - Exercise/Conversion
Common Stock
2019-06-06+1,900→ 19,297 total - Award
Phantom Stock Units
2019-06-05+1,900→ 24,572 totalExercise: $0.00→ Common Stock (1,900 underlying)
Footnotes (3)
- [F1]Units vest quarterly over a one year period.
- [F2]No expiration date for these Units.
- [F3]Currently exercisable.
Documents
Issuer
STIFEL FINANCIAL CORP
CIK 0000720672
Entity typeother
Related Parties
1- filerCIK 0001180238
Filing Metadata
- Form type
- 4
- Filed
- Jun 6, 8:00 PM ET
- Accepted
- Jun 7, 4:43 PM ET
- Size
- 9.1 KB