OATES JAMES M 4
4 · STIFEL FINANCIAL CORP · Filed Jun 7, 2019
Insider Transaction Report
Form 4
OATES JAMES M
Director
Transactions
- Exercise/Conversion
Phantom Stock Units
2019-06-06−1,900→ 22,672 totalExercise: $0.00→ Common Stock (1,900 underlying) - Exercise/Conversion
Common Stock
2019-06-06+1,900→ 19,297 total - Award
Phantom Stock Units
2019-06-05+1,900→ 24,572 totalExercise: $0.00→ Common Stock (1,900 underlying)
Footnotes (3)
- [F1]Units vest quarterly over a one year period.
- [F2]No expiration date for these Units.
- [F3]Currently exercisable.