Neborak Michael K 4

4 · FIRST DATA CORP · Filed Jun 11, 2019

Insider Transaction Report

Form 4

Period: 2019-06-07

FIRST DATA CORPFDC

Neborak Michael K

See Remarks

Transactions

Conversion
Class A Common Stock
2019-06-07+89,636→ 434,723 total
Exercise/Conversion
Class A Common Stock
2019-06-07$16.00/sh+6,591$105,456→ 441,314 total
Conversion
Class B Common Stock
2019-06-07−89,636→ 197,259 total
→ Class A Common Stock (89,636 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-06-07−15,480→ 46,439 total
Exercise: $12.52Exp: 2026-02-24→ Class A Common Stock (15,480 underlying)
Exercise/Conversion
Class A Common Stock
2019-06-07$12.52/sh+15,480$193,810→ 456,794 total
Exercise/Conversion
Class B Common Stock
2019-06-07$12.65/sh+31,636$400,195→ 228,895 total
→ Class A Common Stock (31,636 underlying)
Exercise/Conversion
Class B Common Stock
2019-06-07$14.23/sh+10,545$150,055→ 286,895 total
→ Class A Common Stock (10,545 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-06-07−6,591→ 46,136 total
Exercise: $16.00Exp: 2025-10-15→ Class A Common Stock (6,591 underlying)
Sale
Class A Common Stock
2019-06-07$26.66/sh−111,707$2,978,555→ 345,087 total
Exercise/Conversion
Stock Options (right to buy)
2019-06-07−31,636→ 126,546 total
Exercise: $12.65Exp: 2024-07-14→ Class B Common Stock (31,636 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-06-07−47,455→ 189,818 total
Exercise: $12.65Exp: 2024-08-11→ Class B Common Stock (47,455 underlying)
Exercise/Conversion
Stock Options (right to buy)
2019-06-07−10,545→ 31,636 total
Exercise: $14.23Exp: 2025-01-14→ Class B Common Stock (10,545 underlying)
Exercise/Conversion
Class B Common Stock
2019-06-07$12.65/sh+47,455$600,306→ 276,350 total
→ Class A Common Stock (47,455 underlying)

Holdings

Class A Common Stock
(indirect: By Spouse)
6,150
Class A Common Stock
(indirect: By daughter)
2,300

Footnotes (4)

[F1]Each share of Class A Common Stock was issued upon the conversion of one share of Class B Common Stock.
[F2]The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $26.595 to $26.73, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price.
[F3]These stock options are fully vested and exercisable.
[F4]Shares of Class B common stock are convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION