Ninth MDV Partners, L.L.C. 3
3 · Personalis, Inc. · Filed Jun 19, 2019
Insider Transaction Report
Form 3
Personalis, Inc.PSNL
Ninth MDV Partners, L.L.C.
10% Owner
Holdings
- (indirect: See Footnote)
Series C Convertible Preferred Stock
→ Common Stock (127,504 underlying) - (indirect: See Footnote)
Series A Convertible Preferred Stock
→ Common Stock (2,288,805 underlying) - (indirect: See Footnote)
Series A Convertible Preferred Stock
→ Common Stock (18,739 underlying) - (indirect: See Footnote)
Series B Convertible Preferred Stock
→ Common Stock (107,812 underlying) - (indirect: See Footnote)
Series B Convertible Preferred Stock
→ Common Stock (882 underlying) - (indirect: See Footnote)
Series C Convertible Preferred Stock
→ Common Stock (61,592 underlying) - (indirect: See Footnote)
Series C Convertible Preferred Stock
→ Common Stock (504 underlying)
Footnotes (4)
- [F1]The Series A Convertible Preferred Stock, Series B Convertible Preferred Stock and Series C Convertible Preferred Stock shall automatically convert into Common Stock on a 1-for-1 basis immediately prior to the completion of the Issuer's initial public offering and has no expiration date.
- [F2]These shares are held directly by MDV IX, L.P. ("MDV IX"). Ninth MDV Partners, L.L.C. ("Ninth MDV") is the general partner of MDV IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by MDV IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
- [F3]These shares are held directly by MDV ENF IX, L.P. ("ENF IX"). Ninth MDV is the general partner of ENF IX. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by ENF IX. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.
- [F4]These shares are held directly by MDV IX, L.P., as nominee for MDV IX, L.P. and MDV ENF IX, L.P. ("IX Funds"). Ninth MDV is the general partner of IX Funds. Jonathan Feiber and William Ericson are the managing members of Ninth MDV and either are deemed to have sole voting and dispositive power with respect to the shares held by IX Funds. Each disclaims beneficial ownership of these securities except to the extent of his or its respective pecuniary interest therein.