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Bardwell Kathleen 4

Accession 0001209191-19-038467

CIK 0001757898other

View on SEC.gov Company Profile

Filed

Jun 20, 8:00 PM ET

Accepted

Jun 21, 4:27 PM ET

Size

10.0 KB

Accession

0001209191-19-038467

Insider Transaction Report

Form 4

Period: 2019-06-19

Bardwell Kathleen

Sr.V. P. & C.C.O.

Transactions

Exercise/Conversion
Ordinary Shares
2019-06-19$45.34/sh+5,360$243,022→ 22,788 total
Sale
Ordinary Shares
2019-06-19$145.05/sh−5,360$777,468→ 17,428 total
Exercise/Conversion
Employee Stock Option (right to buy)
2019-06-19−5,360→ 0 total
Exercise: $45.34Exp: 2023-05-31→ Ordinary Shares (5,360 underlying)

Footnotes (4)

[F1]This Exercise and sale of a total of 5,360 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.
[F2]This option to purchase 5,360 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 5,360 Old STERIS ordinary shares for $45.34 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
[F3]3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.
[F4]Price reflects a weighted average sale price for multiple transactions ranging from $145.00 to $145.12 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

STERIS plc

CIK 0001757898

Entity typeother

Related Parties

1

filerCIK 0001532367

Filing Metadata

Form type: 4
Filed: Jun 20, 8:00 PM ET
Accepted: Jun 21, 4:27 PM ET
Size: 10.0 KB

View on SEC.gov