Pflaging James Michael 4
4 · Sailpoint Technologies Holdings, Inc. · Filed Jun 21, 2019
Insider Transaction Report
Form 4
Pflaging James Michael
Director
Transactions
- Sale
Common Stock
2019-06-20$19.89/sh−15,252$303,396→ 171,014 total(indirect: By Trust)
Footnotes (2)
- [F1]On June 20, 2019, pursuant to a plan of disposition adopted on May 20, 2019 in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "10b5-1 Plan"), the MMJ Living Trust (the "Trust") sold 15,252 shares in multiple trades at prices ranging from $19.60 to $20.36. The price reported above reflects the weighted average sale price. The Trust hereby undertakes to provide to the Securities and Exchange Commission staff, the issuer or any security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected. No more than 41,818 shares may be sold in the aggregate under the 10b5-1 Plan, which terminates no later than June 18, 2020, regardless of whether the maximum of 41,818 shares in the aggregate have been sold.
- [F2]Mr. Pflaging is a co-trustee for the Trust, the beneficiary of which is an immediate family member of Mr. Pflaging's. As such, Mr. Pflaging may be deemed to beneficially own all of the shares held by the Trust; however, Mr. Pflaging disclaims beneficial ownership of the shares held by the Trust except to the extent of his pecuniary interest therein.