4//SEC Filing
Bardwell Kathleen 4
Accession 0001209191-19-040302
CIK 0001757898other
Filed
Jul 1, 8:00 PM ET
Accepted
Jul 2, 4:30 PM ET
Size
10.0 KB
Accession
0001209191-19-040302
Insider Transaction Report
Form 4
STERIS plcSTE
Bardwell Kathleen
Sr.V. P. & C.C.O.
Transactions
- Exercise/Conversion
Ordinary Shares
2019-06-28$53.52/sh+7,000$374,640→ 24,428 total - Exercise/Conversion
Employee Stock Option (right to buy)
2019-06-28−7,000→ 0 totalExercise: $53.52Exp: 2024-05-30→ Ordinary Shares (7,000 underlying) - Sale
Ordinary Shares
2019-06-28$147.07/sh−7,000$1,029,490→ 17,428 total
Footnotes (4)
- [F1]This Exercise and sale of a total of 7,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on May 22, 2019.
- [F2]This option to purchase 7,000 STERIS ordinary shares, which is fully vested, was received in conjunction with the Redomiciliation of the entity organized under the laws of the U.K. and formerly named STERIS plc ("Old STERIS") in exchange for an option to purchase 7,000 Old STERIS ordinary shares for $53.52 per share, subject to the same terms and conditions as the original Old STERIS stock option, except as otherwise required by law.
- [F3]Price reflects a weighted average sale price for multiple transactions ranging from $147.00 to $147.24 per share, inclusive. The Reporting Person undertakes to provide, upon request by the SEC Staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- [F4]3,646 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020; 393 on June 1, 2020; 148 on June 1, 2020; 500 on June 1, 2021; 393 on June 1, 2021; 148 on June 1, 2021; 393 on May 31, 2022; 148 on May 31, 2022 and 148 on May 31, 2023.
Documents
Issuer
STERIS plc
CIK 0001757898
Entity typeother
Related Parties
1- filerCIK 0001532367
Filing Metadata
- Form type
- 4
- Filed
- Jul 1, 8:00 PM ET
- Accepted
- Jul 2, 4:30 PM ET
- Size
- 10.0 KB