BANSAL AJAY 4
4 · ViewRay, Inc. · Filed Jul 29, 2019
Insider Transaction Report
Form 4
ViewRay, Inc.VRAY
BANSAL AJAY
Chief Financial Officer
Transactions
- Exercise of In-Money
Common Stock
2019-07-25$3.17/sh+12,519$39,685→ 103,284 total - Exercise of In-Money
Warrant to Purchase Common Stock
2019-07-25$0.13/sh−12,519$1,565→ 0 totalExercise: $3.17From: 2017-07-19Exp: 2024-01-18→ Common Stock (12,519 underlying) - Tax Payment
Common Stock
2019-07-25$9.00/sh−4,408$39,672→ 98,876 total
Footnotes (3)
- [F1]The shares acquired upon exercise of the warrant were acquired through a net exercise procedure in accordance with the terms of the warrant and did not involve any sale of shares.
- [F2]On July 25, 2019, the reporting person exercised a warrant to purchase 12,519 shares of VRAY common stock for $3.17 per share. The reporting person paid the exercise price on a cashless basis, resulting in VRAY's withholding of 4,408 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 8,111 shares.
- [F3]Represents 20,661 shares granted as Restricted Stock Units. As of the transaction date, the restricted stock units have vested as to zero shares.