Fundamental Capital Partners, LLC 4
4 · Funko, Inc. · Filed Aug 19, 2019
Insider Transaction Report
Form 4
Funko, Inc.FNKO
Fundamental Capital Partners, LLC
10% Owner
Transactions
- Disposition to Issuer
Class B Common Stock
2019-08-15−180,000→ 433,138 total(indirect: By LLC) - Conversion
Common Units
2019-08-15−820,000→ 1,996,538 total(indirect: By LLC)→ Class A Common Stock (820,000 underlying) - Conversion
Class A Common Stock
2019-08-15+180,000→ 203,721 total(indirect: By LLC) - Conversion
Class A Common Stock
2019-08-15+820,000→ 928,062 total(indirect: By LLC) - Disposition to Issuer
Class B Common Stock
2019-08-15−820,000→ 1,996,538 total(indirect: By LLC) - Conversion
Common Units
2019-08-15−180,000→ 433,138 total(indirect: By LLC)→ Class A Common Stock (180,000 underlying)
Footnotes (4)
- [F1]Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units") may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.
- [F2]Fundamental Capital, LLC ("Fundamental Capital") is the Manager of Funko International, LLC ("Funko International"), and Fundamental Capital Partners, LLC ("FCP") is the Manager of Fundamental Capital. Richard McNally and Kevin Keenley are the sole members of and hold voting membership interests in FCP. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of their respective pecuniary interests therein, if any.
- [F3]Shares of Class B common stock, par value $0.0001 per share ("Class B Common Stock") (i) confer no incidents of economic ownership on the holders thereof, (ii) only confer voting rights on the holders thereof, and (iii) may only be issued, on a one-for-one basis, to the permitted holders of Common Units of Funko Acquisition Holdings, L.L.C. ("Common Units"). Common Units may be redeemed by the Reporting Person at any time for shares of Class A common stock, par value $0.0001 per share ("Class A Common Stock"), on a one-for-one basis.
- [F4]Reflects the cancellation for no consideration of a number of shares of Class B Common Stock in connection with the redemption by the Reporting Person of an equal number of Common Units for Class A Common Stock.