ELCA Fund III, LP 4
Accession 0001209191-19-047199
Filed
Aug 21, 8:00 PM ET
Accepted
Aug 22, 9:09 PM ET
Size
64.8 KB
Accession
0001209191-19-047199
Insider Transaction Report
- Sale
Class A Common Stock
2019-08-21$141.60/sh−12,388$1,754,141→ 229,333 total - Conversion
Class A Common Stock
2019-08-20+25,000→ 292,020 total - Sale
Class A Common Stock
2019-08-21$139.71/sh−2,175$303,869→ 251,158 total - Sale
Class A Common Stock
2019-08-21$142.32/sh−1,000$142,320→ 228,333 total - Sale
Class A Common Stock
2019-08-22$138.96/sh−4,637$644,358→ 248,696 total - Sale
Class A Common Stock
2019-08-20$138.03/sh−30,757$4,245,389→ 261,263 total - Sale
Class A Common Stock
2019-08-20$138.88/sh−32,930$4,573,318→ 228,333 total - Conversion
Class A Common Stock
2019-08-21+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-21$140.59/sh−9,437$1,326,748→ 241,721 total - Conversion
Class A Common Stock
2019-08-22+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-22$140.77/sh−9,105$1,281,711→ 232,570 total - Exercise/Conversion
Class B Common Stock
2019-08-20+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-21+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-22−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-22$142.39/sh−568$80,878→ 228,333 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-21−25,000→ 400,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-21−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-22+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-22$139.72/sh−7,021$980,974→ 241,675 total - Sale
Class A Common Stock
2019-08-22$141.80/sh−3,669$520,264→ 228,901 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-20−25,000→ 425,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-20−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-22−25,000→ 375,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying)
- 6,690(indirect: By ELCA Fund II, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 5,883,107(indirect: By ELCA Fund I, L.P.)
Class B Common Stock
→ Class A Common Stock (5,883,107 underlying) - 6,690(indirect: By ELCA Fund III, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 510(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (510 underlying) - 621(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (621 underlying)
- Sale
Class A Common Stock
2019-08-20$138.88/sh−32,930$4,573,318→ 228,333 total - Sale
Class A Common Stock
2019-08-21$142.32/sh−1,000$142,320→ 228,333 total - Sale
Class A Common Stock
2019-08-22$138.96/sh−4,637$644,358→ 248,696 total - Sale
Class A Common Stock
2019-08-22$140.77/sh−9,105$1,281,711→ 232,570 total - Conversion
Class B Common Stock
2019-08-20−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-21+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-21−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-22−25,000→ 375,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-22+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class A Common Stock
2019-08-21+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-21$140.59/sh−9,437$1,326,748→ 241,721 total - Sale
Class A Common Stock
2019-08-21$141.60/sh−12,388$1,754,141→ 229,333 total - Conversion
Class A Common Stock
2019-08-22+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-22$141.80/sh−3,669$520,264→ 228,901 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-20−25,000→ 425,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-21−25,000→ 400,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-22−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-20$138.03/sh−30,757$4,245,389→ 261,263 total - Sale
Class A Common Stock
2019-08-22$139.72/sh−7,021$980,974→ 241,675 total - Sale
Class A Common Stock
2019-08-22$142.39/sh−568$80,878→ 228,333 total - Exercise/Conversion
Class B Common Stock
2019-08-20+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class A Common Stock
2019-08-20+25,000→ 292,020 total - Sale
Class A Common Stock
2019-08-21$139.71/sh−2,175$303,869→ 251,158 total
- 6,690(indirect: By ELCA Fund II, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 6,690(indirect: By ELCA Fund III, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 510(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (510 underlying) - 621(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (621 underlying) - 5,883,107(indirect: By ELCA Fund I, L.P.)
Class B Common Stock
→ Class A Common Stock (5,883,107 underlying)
- Sale
Class A Common Stock
2019-08-20$138.03/sh−30,757$4,245,389→ 261,263 total - Sale
Class A Common Stock
2019-08-21$139.71/sh−2,175$303,869→ 251,158 total - Sale
Class A Common Stock
2019-08-21$141.60/sh−12,388$1,754,141→ 229,333 total - Sale
Class A Common Stock
2019-08-21$142.32/sh−1,000$142,320→ 228,333 total - Exercise/Conversion
Class B Common Stock
2019-08-21+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-21−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-22+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class A Common Stock
2019-08-20+25,000→ 292,020 total - Sale
Class A Common Stock
2019-08-22$138.96/sh−4,637$644,358→ 248,696 total - Conversion
Class A Common Stock
2019-08-22+25,000→ 253,333 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-22−25,000→ 375,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-22−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-20$138.88/sh−32,930$4,573,318→ 228,333 total - Conversion
Class A Common Stock
2019-08-21+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-21$140.59/sh−9,437$1,326,748→ 241,721 total - Sale
Class A Common Stock
2019-08-22$139.72/sh−7,021$980,974→ 241,675 total - Sale
Class A Common Stock
2019-08-22$140.77/sh−9,105$1,281,711→ 232,570 total - Sale
Class A Common Stock
2019-08-22$141.80/sh−3,669$520,264→ 228,901 total - Sale
Class A Common Stock
2019-08-22$142.39/sh−568$80,878→ 228,333 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-20−25,000→ 425,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-20+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-20−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-21−25,000→ 400,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying)
- 6,690(indirect: By ELCA Fund II, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 621(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (621 underlying) - 5,883,107(indirect: By ELCA Fund I, L.P.)
Class B Common Stock
→ Class A Common Stock (5,883,107 underlying) - 6,690(indirect: By ELCA Fund III, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 510(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (510 underlying)
- Conversion
Class A Common Stock
2019-08-20+25,000→ 292,020 total - Sale
Class A Common Stock
2019-08-20$138.88/sh−32,930$4,573,318→ 228,333 total - Sale
Class A Common Stock
2019-08-21$140.59/sh−9,437$1,326,748→ 241,721 total - Sale
Class A Common Stock
2019-08-21$141.60/sh−12,388$1,754,141→ 229,333 total - Sale
Class A Common Stock
2019-08-22$140.77/sh−9,105$1,281,711→ 232,570 total - Sale
Class A Common Stock
2019-08-22$142.39/sh−568$80,878→ 228,333 total - Exercise/Conversion
Class B Common Stock
2019-08-20+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-21+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-22−25,000→ 375,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-22−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Conversion
Class A Common Stock
2019-08-21+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-21$139.71/sh−2,175$303,869→ 251,158 total - Sale
Class A Common Stock
2019-08-22$139.72/sh−7,021$980,974→ 241,675 total - Sale
Class A Common Stock
2019-08-20$138.03/sh−30,757$4,245,389→ 261,263 total - Conversion
Class A Common Stock
2019-08-22+25,000→ 253,333 total - Conversion
Class B Common Stock
2019-08-21−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-22+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-22$141.80/sh−3,669$520,264→ 228,901 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-20−25,000→ 425,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-20−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-21−25,000→ 400,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-21$142.32/sh−1,000$142,320→ 228,333 total - Sale
Class A Common Stock
2019-08-22$138.96/sh−4,637$644,358→ 248,696 total
- 6,690(indirect: By ELCA Fund II, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 510(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (510 underlying) - 5,883,107(indirect: By ELCA Fund I, L.P.)
Class B Common Stock
→ Class A Common Stock (5,883,107 underlying) - 6,690(indirect: By ELCA Fund III, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 621(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (621 underlying)
- Sale
Class A Common Stock
2019-08-20$138.03/sh−30,757$4,245,389→ 261,263 total - Sale
Class A Common Stock
2019-08-21$139.71/sh−2,175$303,869→ 251,158 total - Exercise/Conversion
Class B Common Stock
2019-08-20+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-20−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-21+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-22−25,000→ 375,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-22+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Conversion
Class A Common Stock
2019-08-21+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-21$140.59/sh−9,437$1,326,748→ 241,721 total - Sale
Class A Common Stock
2019-08-21$142.32/sh−1,000$142,320→ 228,333 total - Sale
Class A Common Stock
2019-08-22$140.77/sh−9,105$1,281,711→ 232,570 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-20−25,000→ 425,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-21−25,000→ 400,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class B Common Stock
2019-08-21−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Conversion
Class A Common Stock
2019-08-20+25,000→ 292,020 total - Sale
Class A Common Stock
2019-08-20$138.88/sh−32,930$4,573,318→ 228,333 total - Sale
Class A Common Stock
2019-08-21$141.60/sh−12,388$1,754,141→ 229,333 total - Conversion
Class A Common Stock
2019-08-22+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-22$138.96/sh−4,637$644,358→ 248,696 total - Sale
Class A Common Stock
2019-08-22$139.72/sh−7,021$980,974→ 241,675 total - Sale
Class A Common Stock
2019-08-22$141.80/sh−3,669$520,264→ 228,901 total - Sale
Class A Common Stock
2019-08-22$142.39/sh−568$80,878→ 228,333 total - Conversion
Class B Common Stock
2019-08-22−25,000→ 0 total→ Class A Common Stock (25,000 underlying)
- 6,690(indirect: By ELCA Fund II, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 510(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (510 underlying) - 621(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (621 underlying) - 5,883,107(indirect: By ELCA Fund I, L.P.)
Class B Common Stock
→ Class A Common Stock (5,883,107 underlying) - 6,690(indirect: By ELCA Fund III, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying)
- Sale
Class A Common Stock
2019-08-22$139.72/sh−7,021$980,974→ 241,675 total - Sale
Class A Common Stock
2019-08-22$141.80/sh−3,669$520,264→ 228,901 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-20−25,000→ 425,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-20+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-21+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Class B Common Stock
2019-08-22+25,000→ 25,000 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-20$138.88/sh−32,930$4,573,318→ 228,333 total - Sale
Class A Common Stock
2019-08-21$140.59/sh−9,437$1,326,748→ 241,721 total - Conversion
Class B Common Stock
2019-08-20−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Exercise/Conversion
Stock Option (right to buy)
2019-08-21−25,000→ 400,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying) - Conversion
Class A Common Stock
2019-08-20+25,000→ 292,020 total - Sale
Class A Common Stock
2019-08-20$138.03/sh−30,757$4,245,389→ 261,263 total - Conversion
Class A Common Stock
2019-08-21+25,000→ 253,333 total - Sale
Class A Common Stock
2019-08-21$139.71/sh−2,175$303,869→ 251,158 total - Conversion
Class B Common Stock
2019-08-22−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-21$141.60/sh−12,388$1,754,141→ 229,333 total - Sale
Class A Common Stock
2019-08-22$138.96/sh−4,637$644,358→ 248,696 total - Sale
Class A Common Stock
2019-08-22$140.77/sh−9,105$1,281,711→ 232,570 total - Sale
Class A Common Stock
2019-08-22$142.39/sh−568$80,878→ 228,333 total - Conversion
Class B Common Stock
2019-08-21−25,000→ 0 total→ Class A Common Stock (25,000 underlying) - Sale
Class A Common Stock
2019-08-21$142.32/sh−1,000$142,320→ 228,333 total - Conversion
Class A Common Stock
2019-08-22+25,000→ 253,333 total - Exercise/Conversion
Stock Option (right to buy)
2019-08-22−25,000→ 375,000 totalExercise: $6.78Exp: 2022-09-25→ Class B Common Stock (25,000 underlying)
- 5,883,107(indirect: By ELCA Fund I, L.P.)
Class B Common Stock
→ Class A Common Stock (5,883,107 underlying) - 621(indirect: By LLC)
Class B Common Stock
→ Class A Common Stock (621 underlying) - 6,690(indirect: By ELCA Fund II, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 6,690(indirect: By ELCA Fund III, L.P.)
Class B Common Stock
→ Class A Common Stock (6,690 underlying) - 510(indirect: By Trust)
Class B Common Stock
→ Class A Common Stock (510 underlying)
Footnotes (17)
- [F1]Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.
- [F10]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $139.26 to $140.245, inclusive.
- [F11]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $140.31 to $141.225, inclusive.
- [F12]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $141.375 to $142.35, inclusive.
- [F13]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $142.38 to $142.39, inclusive.
- [F14]Shares subject to the option are fully vested and immediately exercisable.
- [F15]Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.
- [F16]Vladimir Shmunis and Sandra Shmunis are the managing members of ELCA, LLC. ELCA, LLC is the general partner of ELCA Fund I, L.P., ELCA Fund II, L.P., and ELCA Fund III, L.P. By virtue of this relationship, Mr. Shmunis and Mrs. Shmunis may be deemed to share voting and dispositive power with respect to the shares held by ELCA Fund I, L.P., and certain of the shares held by ELCA Fund II, L.P. and ELCA Fund III, L.P. Each of the Reporting Persons disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F17]Shares are held by the Shmunis Revocable Trust dated June 9, 1998, as amended, for which Vladimir Shmunis and Sandra Shmunis are trustees and beneficiaries.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 31, 2019.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.53 to $138.51, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (13) to this Form 4.
- [F4]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $138.53 to $139.23, inclusive.
- [F5]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $139.15 to $140.14, inclusive.
- [F6]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $140.15 to $141.14, inclusive.
- [F7]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $141.15 to $142.11, inclusive.
- [F8]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $142.16 to $142.42, inclusive.
- [F9]The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $138.23 to $139.20, inclusive.
Documents
Issuer
RingCentral, Inc.
CIK 0001384905
Related Parties
1- filerCIK 0001587622
Filing Metadata
- Form type
- 4
- Filed
- Aug 21, 8:00 PM ET
- Accepted
- Aug 22, 9:09 PM ET
- Size
- 64.8 KB