Home/Filings/4/0001209191-19-049172
4//SEC Filing

Alafi Christopher D 4

Accession 0001209191-19-049172

CIK 0001567514other

Filed

Sep 10, 8:00 PM ET

Accepted

Sep 11, 4:30 PM ET

Size

14.3 KB

Accession

0001209191-19-049172

Insider Transaction Report

Form 4
Period: 2019-09-10
Alafi Christopher D
Director10% Owner
Transactions
  • Purchase

    Common Stock

    2019-09-10$10.58/sh+320,095$3,386,6054,667,030 total(indirect: By LLC)
  • Purchase

    Common Stock

    2019-09-10$8.98/sh+3,549$31,8704,191,819 total(indirect: By LLC)
  • Purchase

    Common Stock

    2019-09-10$9.59/sh+155,116$1,487,5624,346,935 total(indirect: By LLC)
  • Purchase

    Common Stock

    2019-09-10$11.00/sh+6,240$68,6404,673,270 total(indirect: By LLC)
Holdings
  • Common Stock

    341,223
  • Common Stock

    (indirect: By Trust)
    170,000
  • Common Stock

    (indirect: By Trust)
    503,753
Footnotes (6)
  • [F1]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.97 to $8.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  • [F2]Dr. Alafi is a managing partner of Alafi Capital Company, LLC and may be deemed to beneficially own the shares held by Alafi Capital Company, LLC. Dr. Alafi disclaims beneficial ownership of the securities held by Alafi Capital Company, LLC except to the extent of his pecuniary interest therein.
  • [F3]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.00 to $9.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  • [F4]The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.00 to $10.99 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  • [F5]Dr. Alafi is the Trustee of The Moshe H. Alafi and Margaret E. Alafi Generation-Skipping Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.
  • [F6]Shireen Michele Alafi is the Trustee of the Christopher D Alafi Family Trust. Dr. Alafi disclaims beneficial ownership of the securities held by the trust except to the extent of his pecuniary interest therein, if any.

Issuer

Intra-Cellular Therapies, Inc.

CIK 0001567514

Entity typeother

Related Parties

1
  • filerCIK 0001299430

Filing Metadata

Form type
4
Filed
Sep 10, 8:00 PM ET
Accepted
Sep 11, 4:30 PM ET
Size
14.3 KB