Stough Joseph 4
4 · Waitr Holdings Inc. · Filed Sep 12, 2019
Insider Transaction Report
Form 4
Stough Joseph
President and COO
Transactions
- Award
Restricted Stock Units
2019-05-09+47,514→ 47,514 total→ Common Stock (47,514 underlying)
Holdings
- 902,711
Common Stock
- 24,768(indirect: See Footnote)
Common Stock
- 12,383(indirect: See Footnote)
Common Stock
- 76,377
Non-Qualified Stock Options
Exercise: $11.26→ Common Stock (76,377 underlying)
Footnotes (5)
- [F1]Shares are held directly by Stough Family Trust for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F2]Shares are held directly by Jolie Ann Stough Trust for the benefit of the Reporting Person's daughter. The Reporting Person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- [F3]Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares).
- [F4]One-third of such RSUs vest on each of the first three anniversaries of November 15, 2018, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date.
- [F5]One-third of the options will vest and become exercisable on each of the first, second and third anniversaries of December 11, 2018. The options will generally expire on the tenth anniversary of December 11, 2018, subject to earlier expiration upon termination of the Reporting Person's employment with the Issuer.