Oswald Kay 4

4 · SmileDirectClub, Inc. · Filed Sep 17, 2019

Form 4

Period: 2019-09-13

President of International

Transactions

Purchase
Class A Common Stock
2019-09-13$17.64/sh+2,700$47,628→ 2,700 total
Award
Restricted Stock Units
2019-09-16+29,337→ 29,337 total
→ Class A Common Stock (29,337 underlying)
Award
Restricted Stock Units
2019-09-16+32,608→ 32,608 total
Exp: 2029-09-16→ Class A Common Stock (32,608 underlying)
Award
Options
2019-09-16+97,826→ 97,826 total
Exercise: $23.00Exp: 2029-09-16→ Class A Common Stock (97,826 underlying)
Award
Restricted Stock Units
2019-09-16+88,011→ 88,011 total
Exp: 2029-09-16→ Class A Common Stock (88,011 underlying)

Footnotes (4)

[F1]Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock").
[F2]These Restricted Stock Units are vested and will be settled in shares of Class A common stock as soon as practicable following September 16, 2019, but in no event later than March 15, 2020.
[F3]These Restricted Stock Units will vest 50% on November 12, 2020 and 50% on November 12, 2021, provided that the reporting person continues to provide services to the Issuer and SDC Financial.
[F4]These Restricted Stock Units and Options will vest in equal annual installments over three years from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial.

Documents

1 file