Home/Filings/4/0001209191-19-049974
4//SEC Filing

Oswald Kay 4

Accession 0001209191-19-049974

CIK 0001775625other

Filed

Sep 16, 8:00 PM ET

Accepted

Sep 17, 9:07 PM ET

Size

14.1 KB

Accession

0001209191-19-049974

Insider Transaction Report

Form 4
Period: 2019-09-13
Oswald Kay
President of International
Transactions
  • Purchase

    Class A Common Stock

    2019-09-13$17.64/sh+2,700$47,6282,700 total
  • Award

    Restricted Stock Units

    2019-09-16+29,33729,337 total
    Class A Common Stock (29,337 underlying)
  • Award

    Restricted Stock Units

    2019-09-16+32,60832,608 total
    Exp: 2029-09-16Class A Common Stock (32,608 underlying)
  • Award

    Options

    2019-09-16+97,82697,826 total
    Exercise: $23.00Exp: 2029-09-16Class A Common Stock (97,826 underlying)
  • Award

    Restricted Stock Units

    2019-09-16+88,01188,011 total
    Exp: 2029-09-16Class A Common Stock (88,011 underlying)
Footnotes (4)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock").
  • [F2]These Restricted Stock Units are vested and will be settled in shares of Class A common stock as soon as practicable following September 16, 2019, but in no event later than March 15, 2020.
  • [F3]These Restricted Stock Units will vest 50% on November 12, 2020 and 50% on November 12, 2021, provided that the reporting person continues to provide services to the Issuer and SDC Financial.
  • [F4]These Restricted Stock Units and Options will vest in equal annual installments over three years from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial.

Issuer

SmileDirectClub, Inc.

CIK 0001775625

Entity typeother

Related Parties

1
  • filerCIK 0001787445

Filing Metadata

Form type
4
Filed
Sep 16, 8:00 PM ET
Accepted
Sep 17, 9:07 PM ET
Size
14.1 KB