Wailes Kyle 4

4 · SmileDirectClub, Inc. · Filed Sep 17, 2019

Form 4

Period: 2019-09-16

Chief Financial Officer

Transactions

Award
Restricted Stock Units
2019-09-16+43,478→ 43,478 total
Exp: 2029-09-16→ Class A Common Stock (43,478 underlying)
Award
Options
2019-09-16+130,434→ 130,434 total
Exercise: $23.00Exp: 2029-09-16→ Class A Common Stock (130,434 underlying)
Award
Restricted Stock Units
2019-09-16+245,997→ 245,997 total
→ Class A Common Stock (245,997 underlying)
Award
Restricted Stock Units
2019-09-16+163,999→ 163,999 total
Exp: 2029-09-16→ Class A Common Stock (163,999 underlying)

Footnotes (4)

[F1]Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock").
[F2]These Restricted Stock Units are vested and will be settled in shares of Class A common stock in 24 equal monthly installments from September 16, 2019.
[F3]These Restricted Stock Units will vest in 24 equal monthly installments from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial.
[F4]These Restricted Stock Units and Options will vest in equal annual installments over three years from September 16, 2019, provided that the reporting person continues to provide services to the Issuer and SDC Financial.

Documents

1 file