4//SEC Filing
Haldor Topsoe Holding A/S 4
Accession 0001209191-19-050409
CIK 0001496323other
Filed
Sep 19, 8:00 PM ET
Accepted
Sep 20, 9:08 PM ET
Size
14.5 KB
Accession
0001209191-19-050409
Insider Transaction Report
Form 4
Topsoe Holding A/S
10% Owner
Transactions
- Conversion
Series B Preferred Stock
2019-09-20−9,039,453→ 0 total→ Common Stock (9,039,453 underlying) - Conversion
Series C Preferred Stock
2019-09-20−2,269,838→ 0 total→ Non-Voting Common Stock (2,269,838 underlying) - Purchase
Common Stock
2019-09-18$16.00/sh+1,250,000$20,000,000→ 1,250,000 total - Conversion
Common Stock
2019-09-20+9,039,453→ 10,289,453 total - Conversion
Non-Voting Common Stock
2019-09-20+2,269,838→ 2,269,838 total→ Common Stock (2,269,838 underlying)
Footnotes (3)
- [F1]All shares are held directly by Haldor Topsoe Holding A/S (HTH). Mr. Jakob Haldor Topsoe, Ms. Christina Teng Topsoe, Mr. Martin Topsoe and Mr. Emil Oigaard, members of the board of directors of HTH, may be deemed to share voting and investment power with respect to the shares reported herein and disclaim beneficial ownership of such shares, except to the extent of his or her pecuniary interest therein, if any. Mr. Jakob Haldor Topsoe and Ms. Christina Teng Topsoe are members of the Issuer's board of directors.
- [F2]The Series B Preferred Stock automatically converted into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock had no expiration date.
- [F3]The Series C Preferred Stock automatically converted into shares of Non-Voting Common Stock on a 1-for-1 basis, pursuant to an election made by the Reporting Person, immediately prior to the closing of the Issuer's initial public offering, and had no expiration date. Each share of Non-Voting Common Stock is convertible at any time at the option of the Reporting Person into one share of Common Stock (subject to a 4.99% beneficial ownership limitation that may be increased or decreased by the Reporting Person) and has no expiration date.
Documents
Issuer
IGM Biosciences, Inc.
CIK 0001496323
Entity typeother
IncorporatedDenmark
Related Parties
1- filerCIK 0001788357
Filing Metadata
- Form type
- 4
- Filed
- Sep 19, 8:00 PM ET
- Accepted
- Sep 20, 9:08 PM ET
- Size
- 14.5 KB