Oswald Kay 4
4 · SmileDirectClub, Inc. · Filed Sep 27, 2019
Insider Transaction Report
Form 4
Oswald Kay
President of International
Transactions
- Exercise/Conversion
Restricted Stock Units
2019-09-25−29,337→ 0 total→ Class A Common Stock (29,337 underlying) - Exercise/Conversion
Class A Common Stock
2019-09-25+29,337→ 152,656 total
Footnotes (3)
- [F1]Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Class A common stock ("Class A common stock").
- [F2]The total number of shares of the Issuer's Class A common stock reported herein includes Restricted Stock Units ("RSUs") that represent a contingent right to receive one share of Class A Common Stock, which RSUs were previously reported on Table II of that certain Form 4 filed by the reporting person on September 17, 2019. Future settlements of such RSUs will not be reported on further Forms 4.
- [F3]These Restricted Stock Units are vested and will be settled in shares of Class A common stock as soon as practicable following September 16, 2019, but in no event later than March 15, 2020.