4//SEC Filing
Mill Road Capital II, L.P. 4
Accession 0001209191-19-051682
CIK 0001055454other
Filed
Oct 1, 8:00 PM ET
Accepted
Oct 2, 4:24 PM ET
Size
14.9 KB
Accession
0001209191-19-051682
Insider Transaction Report
Form 4
Mill Road Capital II, L.P.
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2019-09-24+3,870→ 3,870 total(indirect: See footnote)
Holdings
- 2,423,516
Common Stock, $0.001 par value
- 6,865(indirect: See footnote)
Common Stock, $0.001 par value
- 3,870(indirect: See footnote)
Common Stock, $0.001 par value
Yanagi Eric
Director10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2019-09-24+3,870→ 3,870 total(indirect: See footnote)
Holdings
- 6,865(indirect: See footnote)
Common Stock, $0.001 par value
- 2,423,516
Common Stock, $0.001 par value
- 3,870(indirect: See footnote)
Common Stock, $0.001 par value
Jacobs Justin
Director10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2019-09-24+3,870→ 3,870 total(indirect: See footnote)
Holdings
- 2,423,516
Common Stock, $0.001 par value
- 6,865(indirect: See footnote)
Common Stock, $0.001 par value
- 3,870(indirect: See footnote)
Common Stock, $0.001 par value
Mill Road Capital II GP LLC
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2019-09-24+3,870→ 3,870 total(indirect: See footnote)
Holdings
- 2,423,516
Common Stock, $0.001 par value
- 3,870(indirect: See footnote)
Common Stock, $0.001 par value
- 6,865(indirect: See footnote)
Common Stock, $0.001 par value
LYNCH THOMAS E
10% Owner
Transactions
- Other
Common Stock, $0.001 par value
2019-09-24+3,870→ 3,870 total(indirect: See footnote)
Holdings
- 2,423,516
Common Stock, $0.001 par value
- 6,865(indirect: See footnote)
Common Stock, $0.001 par value
- 3,870(indirect: See footnote)
Common Stock, $0.001 par value
Footnotes (3)
- [F1]Represents restricted stock units ("RSUs") granted by the issuer to Mr. Yanagi in accordance with Rule 16b-3(d) (as described in transaction code "A") as compensation for serving as a member of the issuer's board of directors, in which the Reporting Persons may have an indirect pecuniary interest. Pursuant to a pre-existing contractual obligation, Mill Road Capital Management, LLC (the "Management Company"), an affiliate of the Reporting Persons that does not have Section 13(d) beneficial ownership of any securities of the issuer, has the right to receive the economic benefit of the reported shares and, accordingly, Mr. Yanagi has no direct pecuniary interest in such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- [F2]The shares reported are directly held by Mill Road Capital II, L.P. (the "Fund"). Mill Road Capital II GP LLC (the "GP") is the sole general partner of the Fund and has sole authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the Fund. Mr. Lynch is a management committee director of the GP and has shared authority to vote (or direct the vote of), and to dispose (or direct the disposal) of, these shares on behalf of the GP. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
- [F3]Represents RSUs (or shares issued upon the vesting thereof) granted by the issuer as director compensation, in which the Reporting Persons may have an indirect pecuniary interest. The Management Company has the right to receive the economic benefit of the reported shares pursuant to a contractual obligation with the holder of such shares. Each of the Reporting Persons disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein, if any.
Documents
Issuer
SCHOOL SPECIALTY INC
CIK 0001055454
Entity typeother
IncorporatedDE
Related Parties
1- filerCIK 0001550729
Filing Metadata
- Form type
- 4
- Filed
- Oct 1, 8:00 PM ET
- Accepted
- Oct 2, 4:24 PM ET
- Size
- 14.9 KB