Home/Filings/4/0001209191-19-053028
4//SEC Filing

BANCROFT PETER J 4

Accession 0001209191-19-053028

CIK 0000276209other

Filed

Oct 10, 8:00 PM ET

Accepted

Oct 11, 4:03 PM ET

Size

11.5 KB

Accession

0001209191-19-053028

Insider Transaction Report

Form 4
Period: 2019-10-09
BANCROFT PETER J
Dir.,Rates & Forecasting
Transactions
  • Disposition to Issuer

    Common Stock

    2019-10-09$70.00/sh2,512$175,8400 total
  • Disposition to Issuer

    Performance Share Units

    2019-10-096,2120 total
    Common Stock (6,212 underlying)
  • Disposition to Issuer

    Restricted Stock Units

    2019-10-095120 total
    Common Stock (512 underlying)
Footnotes (3)
  • [F1]See explanation in remarks below
  • [F2]All outstanding Company Performance Share Units ("PSUs") granted prior to March 14, 2018 (which are no longer subject to performance-based vesting) were assumed by SJW and converted into a time-based vesting SJW restricted share unit award based on the Equity Award Ratio (as defined in the Merger Agreement) covering a number of shares of common stock of SJW based on the number of shares of Company common stock that was subject to each applicable PSU award immediately prior to the closing of the Merger. All outstanding PSUs granted on or after March 14, 2018 were assumed by SJW and converted into a time-based vesting award covering a number of shares of common stock of SJW based on the target number of PSUs (determined in a manner consistent with the Compa,ny's past practice) that was subject to each applicable PSU award immediately prior to the closing of the Merger multiplied by the Equity Award Ratio (as defined in the Merger Agreement).
  • [F3]SJW assumed all outstanding Company Restricted Share Units that were subject to service-based vesting ("RSUs") and such RSUs were converted into SJW restricted share units based on the Equity Award Ratio (as defined in the Merger Agreement).

Issuer

CONNECTICUT WATER SERVICE INC / CT

CIK 0000276209

Entity typeother

Related Parties

1
  • filerCIK 0001217197

Filing Metadata

Form type
4
Filed
Oct 10, 8:00 PM ET
Accepted
Oct 11, 4:03 PM ET
Size
11.5 KB