Sze Randoll 4
4 · Athenex, Inc. · Filed Oct 17, 2019
Insider Transaction Report
Form 4
Athenex, Inc.ATNX
Sze Randoll
Chief Financial Officer
Transactions
- Purchase
Common Stock
2019-10-17$10.99/sh+1,000$10,990→ 3,000 total
Holdings
- 60,000
Stock Option (Right to Buy)
Exercise: $13.17Exp: 2029-02-28→ Common Stock (60,000 underlying) - 10,000
Stock Option (Right to Buy)
Exercise: $17.30Exp: 2028-03-27→ Common Stock (10,000 underlying) - 28,000
Stock Option (Right to Buy)
Exercise: $17.77Exp: 2027-10-03→ Common Stock (28,000 underlying) - 90,000
Stock Option (Right to Buy)
Exercise: $17.09Exp: 2028-08-20→ Common Stock (90,000 underlying)
Footnotes (5)
- [F1]This transaction was executed in multiple trades ranging from $10.9862 to $10.99. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected.
- [F2]The option vests in four equal annual installments beginning on August 20, 2019.
- [F3]The option vests in four equal annual installments beginning on October 3, 2018.
- [F4]The option vests in four equal annual installments beginning on March 27, 2019.
- [F5]The option vests in four equal annual installments beginning on February 28, 2020.