Love David Sievewright 4
4 · LEVI STRAUSS & CO · Filed Oct 18, 2019
Insider Transaction Report
Form 4
Love David Sievewright
EVP & Pres Asia Mid E & Africa
Transactions
- Conversion
Class B Common Stock
2019-10-18−89,384→ 0 total→ Class A Common Stock (89,384 underlying) - Conversion
Class A Common Stock
2019-10-18+192,219→ 467,239 total - Exercise/Conversion
Stock Appreciation Rights
2019-10-16−473,480→ 0 totalExercise: $3.77Exp: 2020-02-05→ Class B Common Stock (473,480 underlying) - Exercise/Conversion
Class B Common Stock
2019-10-16+473,480→ 473,480 total→ Class A Common Stock (473,480 underlying) - Disposition to Issuer
Class B Common Stock
2019-10-16−281,261→ 192,219 total→ Class A Common Stock (192,219 underlying) - Conversion
Class B Common Stock
2019-10-18−192,219→ 0 total→ Class A Common Stock (192,219 underlying) - Exercise/Conversion
Stock Appreciation Rights
2019-10-16−279,560→ 0 totalExercise: $6.45Exp: 2021-02-05→ Class B Common Stock (279,560 underlying) - Conversion
Class A Common Stock
2019-10-18+89,384→ 556,623 total - Exercise/Conversion
Class B Common Stock
2019-10-16+279,560→ 279,560 total→ Class A Common Stock (279,560 underlying) - Disposition to Issuer
Class B Common Stock
2019-10-16−190,176→ 89,384 total→ Class A Common Stock (89,384 underlying)
Footnotes (4)
- [F1]Represents the conversion of Class B Common Stock into Class A Common Stock held of record by the Reporting Person.
- [F2]Of these SARs: (i) 157,830 are PSARs that vested on March 1, 2016 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 315,650 are time-based SARs that are fully vested.
- [F3]Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- [F4]Of these SARs: (i) 93,190 are PSARs that vested on February 1, 2017 based upon the achievement of certain financial targets and total stockholder return, each over a three-year period, as determined by the Issuer's board of directors, and are immediately exercisable; and (ii) 186,370 are time-based SARs that are fully vested.