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4//SEC Filing

Waser Eric H. 4

Accession 0001209191-19-054247

CIK 0001050743other
View on SEC.govCompany Profile

Filed

Oct 27, 8:00 PM ET

Accepted

Oct 28, 4:41 PM ET

Size

11.9 KB

Accession

0001209191-19-054247

Insider Transaction Report

Form 4
Period: 2019-10-28
PEAPACK GLADSTONE FINANCIAL CORPPGC
Waser Eric H.
EVP, Head of Comm Banking
Transactions
  • Sale

    Common Stock

    2019-10-28$28.47/sh−1,500$42,707→ 16,941 total
Holdings

  • Common Stock

    (indirect: By Trust)
    2,511

  • Common Stock

    (indirect: Employee Stock Purchase Plan)
    4,616.855

  • Restricted Stock Units

    → Common Stock (5,947 underlying)
    5,947

  • Common Stock

    (indirect: 401 (k))
    4,977.25

  • Restricted Stock Units

    → Common Stock (10,446 underlying)
    10,446

  • Restricted Stock Units

    → Common Stock (4,164 underlying)
    4,164
Footnotes (9)
  • [F1]The sale of common stock reflected in this Form 4 was pursuant to a Rule 10b-5 trading plan dated September 4, 2019.
  • [F2]Held indirectly through a rabbi trust pursuant to a non-qualified deferred compensation plan.
  • [F3]Includes 401(k) contributions used to purchase PGC stock.
  • [F4]Includes shares received through dividend reinvestment since the last filing.
  • [F5]Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.
  • [F6]The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.
  • [F7]The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.
  • [F8]Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.
  • [F9]The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Documents

1 file

Issuer

PEAPACK GLADSTONE FINANCIAL CORP

CIK 0001050743

→
Entity typeother

Related Parties

1
  • filerCIK 0001634922

Filing Metadata

Form type
4
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 4:41 PM ET
Size
11.9 KB
View on SEC.gov