Home/Filings/4/0001209191-19-054999

4//SEC Filing

Column Group II Management, LP 4

Accession 0001209191-19-054999

CIK 0001673772other

View on SEC.gov Company Profile

Filed

Nov 3, 7:00 PM ET

Accepted

Nov 4, 5:43 PM ET

Size

41.7 KB

Accession

0001209191-19-054999

Insider Transaction Report

Form 4

Period: 2019-11-04

RAPT Therapeutics, Inc.RAPT

COLUMN GROUP II, LP

10% Owner

Transactions

Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)

Holdings

Common Stock
50,000

Column Group II GP, LP

10% OwnerOther

Transactions

Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)

Holdings

Common Stock
50,000

PONOI CAPITAL, LP

10% Owner

Transactions

Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)
Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)

Holdings

Common Stock
50,000

Ponoi Management, LLC

10% OwnerOther

Transactions

Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)

Holdings

Common Stock
50,000

Ponoi Capital II, LP

10% Owner

Transactions

Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)

Holdings

Common Stock
50,000

Ponoi II Management, LLC

10% OwnerOther

Transactions

Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)

Holdings

Common Stock
50,000

Column Group II Management, LP

10% Owner

Transactions

Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)

Holdings

Common Stock
50,000

Kutzkey Tim

10% OwnerOther

Transactions

Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)

Holdings

Common Stock
50,000

Svennilson Peter

10% OwnerOther

Transactions

Conversion
Common Stock
2019-11-04+2,463,659→ 2,463,659 total
Conversion
Common Stock
2019-11-04+1,166,666→ 3,630,325 total
Conversion
Common Stock
2019-11-04+1,454,016→ 1,454,016 total
Conversion
Series A Preferred Stock
2019-11-04−14,781,963→ 0 total
→ Common Stock (2,463,659 underlying)
Conversion
Series B Preferred Stock
2019-11-04−7,000,000→ 0 total
→ Common Stock (1,166,666 underlying)
Purchase
Common Stock
2019-11-04$12.00/sh+625,000$7,500,000→ 4,982,333 total
Conversion
Common Stock
2019-11-04+145,401→ 1,599,417 total
Conversion
Common Stock
2019-11-04+145,401→ 145,401 total
Conversion
Series C Preferred Stock
2019-11-04−4,362,050→ 0 total
→ Common Stock (727,008 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)
Conversion
Common Stock
2019-11-04+727,008→ 4,357,333 total
Conversion
Series C Preferred Stock
2019-11-04−8,724,100→ 0 total
→ Common Stock (1,454,016 underlying)
Conversion
Series C-2 Preferred Stock
2019-11-04−872,410→ 0 total
→ Common Stock (145,401 underlying)

Holdings

Common Stock
50,000

Footnotes (5)

[F1]At the closing of the Issuer's initial public offering, each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock,and Series C-2 Preferred Stock of the Issuer automatically converted into approximately 0.166 shares of the Issuer's common stock (on an adjusted basis, after giving effect to the 1-for-6 reverse stock split of the common stock effected by the Issuer on July 19, 2019) for no additional consideration. Shares of Series B Preferred Stock have no expiration date.
[F2]The securities are directly held by The Column Group II, LP ("TCG II LP") and indirectly held by The Column Group II GP, LP ("TCG II GP"), the general partner of TCG II LP. The managing partners of TCG II GP are David Goeddel and Peter Svennilson. The managing partners of TCG II GP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
[F3]The securities are directly held by Ponoi Capital, LP ("Ponoi LP") and indirectly held by Ponoi Management, LLC ("Ponoi LLC"), the general partner of Ponoi LP. The managing partners of Ponoi LLC are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of Ponoi LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
[F4]The securities are directly held by Ponoi Capital II, LP ("Ponoi II LP") and indirectly held by Ponoi II Management, LLC ("Ponoi II LLC"), the general partner of Ponoi II LP. The managing partners of Ponoi II LLC are David Goeddel, Peter Svennilson and Tim Kutzkey. The managing partners of Ponoi II LLC may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.
[F5]The securities are directly held by The Column Group II Management, LP ("TCGM II LP"). The managing partners of TCGM II LP are David Goeddel and Peter Svennilson. The managing partners of TCGM II LP may be deemed to have voting and investment power with respect to such shares. Each individual managing partner disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest in such shares.

Documents

1 file

4
doc4.xmlPrimary
FORM 4 SUBMISSION

Issuer

RAPT Therapeutics, Inc.

CIK 0001673772

→

Entity typeother

IncorporatedDE

Related Parties

filerCIK 0001783952

Filing Metadata

Form type: 4
Filed: Nov 3, 7:00 PM ET
Accepted: Nov 4, 5:43 PM ET
Size: 41.7 KB

View on SEC.gov