SHARENOW GREG ELLIOT 4
4 · PIMCO Energy & Tactical Credit Opportunities Fund · Filed Nov 5, 2019
Insider Transaction Report
Form 4
SHARENOW GREG ELLIOT
Other
Transactions
- Purchase
Common Shares
2019-11-01$16.70/sh+3,500$58,450→ 8,520 total
Holdings
- 16,253(indirect: By DCP)
Common Shares
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $16.63 to $16.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The Form 4 filed on February 1, 2019 inadvertently reported a direct purchase, but the Reporting Person acquired these shares in an indirect purchase through a deferred compensation plan ("DCP") and the reports filed on April 23, 2019 and May 13, 2019, incorrectly reflected that all shares were held directly. The above shows the correct breakdown of holdings between indirectly through the DCP and directly, as of the date of filing.
- [F3]Includes 679 shares acquired on various dates pursuant to a qualified dividend reinvestment plan since the last Form 4 filed by the Reporting Person.