HELLMANN JOHN C 4

4 · GENESEE & WYOMING INC · Filed Nov 22, 2019

Form 4

Period: 2019-11-21

DirectorChief Exec.Officer & President

Transactions

Exercise/Conversion
Stock Option (Right to Buy)
2019-11-21−23,234→ 0 total
Exercise: $98.59Exp: 2019-11-27→ Class A Common Stock, $.01 par value (23,234 underlying)
Exercise/Conversion
Class A Common Stock, $.01 par value
2019-11-21$98.59/sh+23,234$2,290,640→ 444,892 total
Sale
Class A Common Stock, $.01 par value
2019-11-21$111.38/sh−21,888$2,437,885→ 423,004 total

Holdings

Class B Common Stock, $.01 par value
→ Class A Common Stock, $.01 par value
1,872
Class A Common Stock, $.01 par value
(indirect: By Trust)
55,555

Footnotes (6)

[F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 10, 2018.
[F2]Represents the weighted average sales price for the price increments ranging from $111.30 to $111.48.
[F3]The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4.
[F4]Held by a trust of which Mr. Hellmann is investment trustee for the benefit of family members of Mr. Hellmann.
[F5]This option award was granted under the Genesee & Wyoming Inc. Fourth Amended and Restated 2004 Omnibus Incentive Plan and vested in three equal annual installments, beginning February 28, 2015.
[F6]This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.

Documents

1 file