JONES ROBERT G 4

4 · ARCH COAL INC · Filed Nov 26, 2019

Form 4

Period: 2019-11-23

Sr. VP-Law, Gen Counsel & Secy

Transactions

Tax Payment
Common Stock
2019-11-23$74.81/sh−4,010$299,988→ 7,420 total
Exercise/Conversion
Common Stock
2019-11-23+9,560→ 16,980 total
Disposition to Issuer
Restricted Stock Units
2019-11-23−6,190→ 0 total
→ Class A Common Stock (6,190 underlying)
Tax Payment
Common Stock
2019-11-23$74.81/sh−4,279$320,112→ 12,701 total
Exercise/Conversion
Common Stock
2019-11-23+10,263→ 11,430 total
Exercise/Conversion
Restricted Stock Units
2019-11-23−10,263→ 0 total
→ Class A Common Stock (10,263 underlying)
Exercise/Conversion
Restricted Stock Units
2019-11-23−9,560→ 6,190 total
→ Class A Common Stock (9,560 underlying)

Footnotes (4)

[F1]Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of Arch Coal, Inc. (the "Company").
[F2]These shares were withheld by the Company to satisfy the reporting person's tax withholding obligations.
[F3]The restricted stock units are fully vested.
[F4]On November 23, 2016, the reporting person received 15,750 restricted stock units that vested on November 23, 2019 based on the volume weighted average price of a share over any period of 90 consecutive days during the three-year performance period, with 25% of the units vesting if the share price is $65 and 100% of the units vesting if the share price is $125 (subject to straight-line interpolation between these two share prices). The award achieved 60.7% of target, resulting in the vesting of 9,560 restricted stock units and the forfeiture of 6,190 restricted stock units.

Documents

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