Home/Filings/4/0001209191-19-058310
4//SEC Filing

Sutton Gregg S 4

Accession 0001209191-19-058310

CIK 0000924717other

Filed

Nov 26, 7:00 PM ET

Accepted

Nov 27, 3:30 PM ET

Size

14.4 KB

Accession

0001209191-19-058310

Insider Transaction Report

Form 4
Period: 2019-11-25
Sutton Gregg S
VP of Research and Development
Transactions
  • Award

    Common Stock

    2019-11-25+7,85224,872 total
  • Award

    Common Stock

    2019-11-25+1,90423,195 total
  • Award

    Common Stock

    2019-11-25+3,57126,766 total
  • Tax Payment

    Common Stock

    2019-11-25$42.00/sh3,581$150,40221,291 total
  • Award

    Employee Stock Option (right to buy)

    2019-11-25+15,66815,668 total
    Exercise: $42.00Exp: 2026-11-25Common Stock (15,668 underlying)
  • Award

    Employee Stock Option (right to buy)

    2019-11-25+8,3568,356 total
    Exercise: $42.00Exp: 2026-11-25Common Stock (8,356 underlying)
Footnotes (5)
  • [F1]Performance shares awarded under long-term incentive plan based on performance during three-year period ended September 30, 2019.
  • [F2]Includes 214 shares acquired through the Employee Stock Purchase Plan for the phase ending February 28, 2019 and 403 shares for the phase ending August 30, 2019.
  • [F3]Shares withheld to satisfy taxes incident to vesting of performance share award.
  • [F4]The award will vest in full on November 25, 2021.
  • [F5]The award vests in four equal installments on each of the first four anniversaries of the November 25, 2019 grant date.

Issuer

SURMODICS INC

CIK 0000924717

Entity typeother

Related Parties

1
  • filerCIK 0001304052

Filing Metadata

Form type
4
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 3:30 PM ET
Size
14.4 KB