Sutton Gregg S 4
4 · SURMODICS INC · Filed Nov 27, 2019
Insider Transaction Report
Form 4
SURMODICS INCSRDX
Sutton Gregg S
VP of Research and Development
Transactions
- Award
Common Stock
2019-11-25+7,852→ 24,872 total - Award
Common Stock
2019-11-25+1,904→ 23,195 total - Award
Common Stock
2019-11-25+3,571→ 26,766 total - Tax Payment
Common Stock
2019-11-25$42.00/sh−3,581$150,402→ 21,291 total - Award
Employee Stock Option (right to buy)
2019-11-25+15,668→ 15,668 totalExercise: $42.00Exp: 2026-11-25→ Common Stock (15,668 underlying) - Award
Employee Stock Option (right to buy)
2019-11-25+8,356→ 8,356 totalExercise: $42.00Exp: 2026-11-25→ Common Stock (8,356 underlying)
Footnotes (5)
- [F1]Performance shares awarded under long-term incentive plan based on performance during three-year period ended September 30, 2019.
- [F2]Includes 214 shares acquired through the Employee Stock Purchase Plan for the phase ending February 28, 2019 and 403 shares for the phase ending August 30, 2019.
- [F3]Shares withheld to satisfy taxes incident to vesting of performance share award.
- [F4]The award will vest in full on November 25, 2021.
- [F5]The award vests in four equal installments on each of the first four anniversaries of the November 25, 2019 grant date.