4//SEC Filing
Frumkin Theodore Edward II 4
Accession 0001209191-19-059342
CIK 0001575515other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 5:09 PM ET
Size
10.0 KB
Accession
0001209191-19-059342
Insider Transaction Report
Form 4
Frumkin Theodore Edward II
SVP - Business Development
Transactions
- Exercise/Conversion
Common Stock, par value $0.001 per share
2019-12-03$6.92/sh+50,000$345,775→ 86,844 total - Sale
Common Stock, par value $0.001 per share
2019-12-03$20.13/sh−50,000$1,006,350→ 36,844 total - Exercise/Conversion
Stock Option (right to buy)
2019-12-03−50,000→ 0 totalExercise: $6.92Exp: 2019-12-21→ Common stock, par value $0.001 per share (50,000 underlying)
Footnotes (4)
- [F1]The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
- [F2]The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.915 to $20.285 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]Includes 17,875 shares of common stock, 14,018 restricted shares, and 4,951 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 4,951 restricted shares will vest on March 3, 2020; 3,318 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021; and 5,749 will vest evenly over three years on March 4, 2020, March 4, 2021 and March 4, 2022. The 4,951 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.
- [F4]All such options are presently exercisable.
Documents
Issuer
Sprouts Farmers Market, Inc.
CIK 0001575515
Entity typeother
Related Parties
1- filerCIK 0001581628
Filing Metadata
- Form type
- 4
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 5:09 PM ET
- Size
- 10.0 KB