4/A//SEC Filing
FURR RANDY W 4/A
Accession 0001209191-19-059397
CIK 0001664703other
Filed
Dec 4, 7:00 PM ET
Accepted
Dec 5, 7:54 PM ET
Size
25.4 KB
Accession
0001209191-19-059397
Insider Transaction Report
Form 4/AAmended
FURR RANDY W
EVP and CFO
Transactions
- Exercise/Conversion
Class B common stocki
2019-12-03+53,334→ 53,334 total→ Class A common stock (53,334 underlying) - Conversion
Class B common stock
2019-12-03−53,334→ 0 total→ Class A common stock (53,334 underlying) - Exercise/Conversion
Restricted stock units (Class A common stock)
2019-12-03−98,684→ 197,367 totalExp: 2028-07-27→ Class A common stock (98,684 underlying) - Sale
Class A common stock
2019-12-04$5.72/sh−100,044$572,332→ 240,871 total - Conversion
Class B common stock
2019-12-03−40,000→ 0 total→ Class A common stock (40,000 underlying) - Conversion
Class A common stock
2019-12-03+93,334→ 242,231 total - Exercise/Conversion
Restricted stock units (Class B common stock)
2019-12-03−53,334→ 0 totalExp: 2028-07-24→ Class B common stock (53,334 underlying) - Exercise/Conversion
Class A common stock
2019-12-03+98,684→ 340,915 total - Exercise/Conversion
Restricted stock units (Class B common stock)
2019-12-03−40,000→ 40,000 totalExp: 2028-07-24→ Class B common stock (40,000 underlying) - Exercise/Conversion
Class B common stock
2019-12-03+40,000→ 40,000 total→ Class A common stock (40,000 underlying)
Footnotes (10)
- [F1]Conversion of a derivative security pursuant to its terms.
- [F10]The RSU vests over two years at six month intervals from July 27, 2018 and during an open trading window, subject to the reporting person's continuous service with the Issuer through each vesting date.
- [F2]Includes 1,105 shares acquired under the Bloom Energy Corporation Employee Stock Purchase Plan on August 14, 2019.
- [F3]Sales of shares to satisfy tax withholding obligations incurred in connection with the vesting of restricted stock units. Such sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2019.
- [F4]This transaction was executed in multiple trades at prices ranging from $5.42 to $6.4199. The price reported above reflects the weighted average sales price. The reporting person undertakes to provide Bloom Energy Corporation, any security holder of Bloom Energy Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
- [F5]Each RSU represents a contingent right to receive 1 share of the issuer's Class B Common Stock upon settlement.
- [F6]The RSU's will vest on the first allowable trading date following July 24, 2020, subject to the Company's Insider Trading Policy and trading window and to the reporting person's continued service through the vesting date.
- [F7]All the outstanding shares of our Class B common stock will convert automatically into shares of our Class A common stock upon the occurrence of certain events. In addition, Class B common stock may be converted into shares of Class A common stock at any time at the election of the holder.
- [F8]Delivery of shares that vested on July 25, 2019 was deferred by the reporting person until December 3, 2019.
- [F9]Each RSU represents a contingent right to receive 1 share of the issuer's Class A common stock.
Documents
Issuer
Bloom Energy Corp
CIK 0001664703
Entity typeother
Related Parties
1- filerCIK 0001245699
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 4, 7:00 PM ET
- Accepted
- Dec 5, 7:54 PM ET
- Size
- 25.4 KB