Duffey Brendan P 4
4 · UWHARRIE CAPITAL CORP · Filed Dec 9, 2019
Insider Transaction Report
Form 4
Duffey Brendan P
Chief Operating Officer, UCCOther
Transactions
- Other
Common Stock
2019-12-09+274→ 13,976 total - Other
Common Stock (Held jointly with Spouse)
2019-12-09+24→ 1,226 total
Footnotes (3)
- [F1]Held by Cede & Co., Depository for IRA FBO Brendan P. Duffey Pershing LLC As Custodian
- [F2]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-09-2019 as of Record Date 11-25-2019. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F3]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-09-2019 as of Record Date 11-25-2019.