NANCE JAMES E 4
4 · UWHARRIE CAPITAL CORP · Filed Dec 9, 2019
Insider Transaction Report
Form 4
NANCE JAMES E
Director
Transactions
- Other
Common Stock (Held by Self)
2019-12-09+106→ 5,427 total - Other
Common Stock (Held by Spouse)
2019-12-09+143→ 7,317 total(indirect: By Spouse) - Other
Common Stock (Held by Self as Custodian for Daughter)
2019-12-09+143→ 7,317 total(indirect: By Self As Custodian for Daughter) - Other
Common Stock (Held jointly with Spouse)
2019-12-09+279→ 14,251 total - Other
Common Stock (Held by Self as Custodian for Daughter)
2019-12-09+143→ 7,317 total(indirect: By Self As Custodian for Daughter) - Other
Common Stock
2019-12-09+40→ 2,045 total
Footnotes (3)
- [F1]Shares acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-09-2019 as of Record Date 11-25-2019. No fractional shares were issued. Shareholders were paid cash in lieu of fractional shares.
- [F2]No money was paid by the shareholder(s) for the acquired shares. The shares were acquired as a result of a two percent (2%) stock dividend paid to shareholders of Uwharrie Capital Corp on 12-09-2019 as of Record Date 11-25-2019.
- [F3]Held by Cede & Co., Depository for IRA FBO James Edward Nance Pershing LLC As Custodian