Thomas John C 4
4 · NantKwest, Inc. · Filed Dec 12, 2019
Insider Transaction Report
Form 4
Thomas John C
Director
Transactions
- Sale
Common Stock
2019-12-12$1.99/sh−10,000$19,918→ 360,069 total
Holdings
- 13,886(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted on September 5, 2019 by the reporting person.
- [F2]Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $1.98 to $2.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reported shares held by the John C Thomas Jr. Trustee Susan T Thomas U/W DTD 5/10/96.