4//SEC Filing
Thomas John C 4
Accession 0001209191-19-060285
CIK 0001326110other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 6:29 PM ET
Size
6.1 KB
Accession
0001209191-19-060285
Insider Transaction Report
Form 4
Thomas John C
Director
Transactions
- Sale
Common Stock
2019-12-12$1.99/sh−10,000$19,918→ 360,069 total
Holdings
- 13,886(indirect: See footnote)
Common Stock
Footnotes (3)
- [F1]The sale reported was effected pursuant to a Rule 10b5-1 trading plan adopted on September 5, 2019 by the reporting person.
- [F2]Represents the weighted average share price of an aggregate total of 10,000 shares sold in the price range of $1.98 to $2.01 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- [F3]Reported shares held by the John C Thomas Jr. Trustee Susan T Thomas U/W DTD 5/10/96.
Documents
Issuer
NantKwest, Inc.
CIK 0001326110
Entity typeother
Related Parties
1- filerCIK 0001424620
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 6:29 PM ET
- Size
- 6.1 KB