Home/Filings/4/0001209191-19-061757
4//SEC Filing

Hale Partnership Capital Management, LLC 4

Accession 0001209191-19-061757

CIK 0000797465other

Filed

Dec 22, 7:00 PM ET

Accepted

Dec 23, 3:59 PM ET

Size

19.0 KB

Accession

0001209191-19-061757

Insider Transaction Report

Form 4
Period: 2019-05-21
Hale Steven A II
DirectorChairman and CEO10% Owner
Transactions
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-21$0.57/sh+107,360$61,1952,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-24$0.64/sh+18,500$11,8402,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-23$0.63/sh+250$1582,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-29$0.63/sh+20,000$12,6002,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-12-19$0.55/sh+66,272$36,4502,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-12-19$0.55/sh+120,401$66,221328,501 total(indirect: Clark - Hale Fund, L.P.)
Holdings
  • Common Stock, par value $0.02 per share

    (indirect: MGEN II - Hale Fund, L.P.)
    132,055
Transactions
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-23$0.63/sh+250$1582,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-24$0.64/sh+18,500$11,8402,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-29$0.63/sh+20,000$12,6002,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-12-19$0.55/sh+66,272$36,4502,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-12-19$0.55/sh+120,401$66,221328,501 total(indirect: Clark - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-21$0.57/sh+107,360$61,1952,364,295 total(indirect: By Partnership)
Holdings
  • Common Stock, par value $0.02 per share

    (indirect: MGEN II - Hale Fund, L.P.)
    132,055
Transactions
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-23$0.63/sh+250$1582,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-29$0.63/sh+20,000$12,6002,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-12-19$0.55/sh+120,401$66,221328,501 total(indirect: Clark - Hale Fund, L.P.)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-21$0.57/sh+107,360$61,1952,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-05-24$0.64/sh+18,500$11,8402,364,295 total(indirect: By Partnership)
  • Purchase

    Common Stock, par value $0.02 per share

    2019-12-19$0.55/sh+66,272$36,4502,364,295 total(indirect: By Partnership)
Holdings
  • Common Stock, par value $0.02 per share

    (indirect: MGEN II - Hale Fund, L.P.)
    132,055
Footnotes (2)
  • [F1]Hale Partnership Capital Advisors, LLC ("Hale GP"), as general partner to each of Hale Partnership Fund, L.P., MGEN II - Hale Fund, L.P., and Clark - Hale Fund, L.P. (collectively, the "Hale Funds"), Hale Partnership Capital Management, LLC ("Hale Advisor"), as the investment manager to each of the Hale Funds, and Steven A. Hale II ("Mr. Hale"), as a principal of each of Hale GP and Hale Advisor, may be deemed to be beneficial owners of the shares held directly by the Hale Funds. Mr. Hale is the Chairman and Chief Executive Officer and a director of HG Holdings, Inc. Each of Hale GP, Hale Advisor and Mr. Hale disclaims beneficial ownership of the shares referred to herein except to the extent of his or its pecuniary interest therein.
  • [F2]Does not include (i) 333,333 shares of Common Stock held directly by Mr. Hale pursuant to a restricted stock award granted to him in his individual capacity as Chairman of the Board and Chief Executive Officer of the Company or (ii) 725,464 shares of Common Stock held in a discretionary separately managed account for which Hale Advisor serves as investment manager.

Issuer

HG Holdings, Inc.

CIK 0000797465

Entity typeother
IncorporatedNC

Related Parties

1
  • filerCIK 0001602824

Filing Metadata

Form type
4
Filed
Dec 22, 7:00 PM ET
Accepted
Dec 23, 3:59 PM ET
Size
19.0 KB