Ward Rob 4
4 · Anaplan, Inc. · Filed Dec 26, 2019
Insider Transaction Report
Form 4
Anaplan, Inc.PLAN
Ward Rob
Director
Transactions
- Sale
Common Stock
2019-12-23$53.00/sh−35$1,855→ 130,087 total(indirect: By Meritech Capital Affiliates IV L.P.) - Sale
Common Stock
2019-12-20$53.00/sh−3,599$190,754→ 130,122 total(indirect: By Meritech Capital Affiliates IV L.P.) - Sale
Common Stock
2019-12-23$53.00/sh−1,412$74,836→ 5,267,677 total(indirect: By Meritech Capital Partners IV L.P.) - Sale
Common Stock
2019-12-24$53.01/sh−48,012$2,545,212→ 5,219,665 total(indirect: By Meritech Capital Partners IV L.P.) - Sale
Common Stock
2019-12-26$53.09/sh−18,760$996,025→ 5,200,905 total(indirect: By Meritech Capital Partners IV L.P.) - Sale
Common Stock
2019-12-26$53.09/sh−461$24,476→ 128,440 total(indirect: By Meritech Capital Affiliates IV L.P.) - Sale
Common Stock
2019-12-24$53.01/sh−1,186$62,872→ 128,901 total(indirect: By Meritech Capital Affiliates IV L.P.) - Sale
Common Stock
2019-12-20$53.00/sh−145,732$7,724,087→ 5,269,089 total(indirect: By Meritech Capital Partners IV L.P.)
Holdings
- 55,967
Common Stock
Footnotes (5)
- [F1]Consists of shares received from an in-kind distribution, and not a purchase or sale, without additional consideration paid, and is therefore merely a change in form of beneficial ownership and an exempt, non-matchable acquisition pursuant to Section 16(b).
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.04, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F3]Meritech Capital Associates IV L.L.C. (the "General Partner") is the general partner of Meritech Capital Partners IV L.P. ("MCP IV") and Meritech Capital Affiliates IV L.P. ("MCA IV"). Robert Ward, a member of the Issuer's board of directors, is one of several managing members of the general partner of MCP IV and MCA IV, which directly hold these shares, and as such Mr. Ward may be deemed to have voting and investment power with respect to such shares. Mr. Ward disclaims beneficial ownership of the shares held by the aforementioned entities except to the extent of any pecuniary interest therein.
- [F4]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.0425, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- [F5]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00 to $53.29, inclusive. The Reporting Person undertakes to provide to Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.