4//SEC Filing
Jochim Lynn 4
Accession 0001209191-19-062233
CIK 0001574197other
Filed
Dec 30, 7:00 PM ET
Accepted
Dec 31, 4:02 PM ET
Size
13.4 KB
Accession
0001209191-19-062233
Insider Transaction Report
Form 4
Jochim Lynn
Executive Vice President
Transactions
- Exercise/Conversion
Class A common shares
2019-12-27+5→ 61,070 total(indirect: By Trust) - Exercise/Conversion
Class A common shares
2019-12-27+16,676→ 61,065 total(indirect: By Trust) - Exercise/Conversion
Class A units of Five Point Operating Company, LP
2019-12-27−16,676→ 0 total(indirect: By Trust)→ Class A common shares (16,676 underlying) - Exercise/Conversion
Class B common shares
2019-12-27−16,676→ 0 total(indirect: By Trust)→ Class A common shares (5 underlying)
Holdings
- 448,621
Class A common shares
Footnotes (3)
- [F1]In accordance with the Limited Partnership Agreement of Five Point Operating Company, LP (the "Operating Company"), after May 2, 2017, the holder may tender such Class A units of the Operating Company for redemption, and will receive in exchange therefor one Class A common share of the Five Point Holdings, LLC (the "Company") or cash, at the option of the Company.
- [F2]51,070 Class A common shares of the Company, as well as the Class B common shares of the Company and the Class A units of the Operating Company disclosed herein, are owned by The 2002 Jochim Family Trust UAD 05/15/02, and 10,000 Class A common shares of the Company are owned by The Edward J Jochim By-Pass Trust UAD 03/01/84. The reporting person disclaims beneficial ownership of the shares owned by her spouse, David Jochim, except to the extent of her pecuniary interest therein.
- [F3]Ms. Jochim holds 16,676 Class B common shares. Each Class B common share was issued with a Class A unit of the Operating Company. If the holder tenders any Class A units of the Operating Company for redemption, then an equal number of Class B common shares will automatically convert into Class A common shares of the Company. Also, if the holder attempts to transfer any Class B common shares to anyone other than certain permitted transferees, then such Class B common shares will automatically convert into Class A common shares of the Company. In either case, the conversion ratio is 0.0003 Class A common shares for each Class B common share.
Documents
Issuer
Five Point Holdings, LLC
CIK 0001574197
Entity typeother
Related Parties
1- filerCIK 0001704074
Filing Metadata
- Form type
- 4
- Filed
- Dec 30, 7:00 PM ET
- Accepted
- Dec 31, 4:02 PM ET
- Size
- 13.4 KB