Home/Filings/4/A/0001209191-20-000256
4/A//SEC Filing

FRANK RONALD L 4/A

Accession 0001209191-20-000256

CIK 0000809933other

Filed

Jan 1, 7:00 PM ET

Accepted

Jan 2, 4:12 PM ET

Size

12.8 KB

Accession

0001209191-20-000256

Insider Transaction Report

Form 4/AAmended
Period: 2019-12-31
FRANK RONALD L
DirectorExecutive V.P. of Finance
Transactions
  • Disposition to Issuer

    Class A Common Stock

    2019-12-31$15.00/sh1,376$20,6400 total
  • Disposition to Issuer

    Class B Common Stock

    2019-12-31$15.00/sh196,291$2,944,3650 total
  • Disposition to Issuer

    Class A Common Stock

    2019-12-31$15.00/sh21,406$321,0900 total
  • Disposition to Issuer

    Class A Common Stock

    2019-12-31$15.00/sh6,265$93,9750 total(indirect: By 401(k))
  • Disposition to Issuer

    Class A Common Stock

    2019-12-31$15.00/sh8,640$129,6000 total(indirect: By IRA)
Footnotes (3)
  • [F1]Class B Common Stock is convertible one-for-one into Class A Common Stock
  • [F2]Reporting person is a party to an Agreement dated May 12, 1970, as amended January 24, 2011, among Messrs. Gerhard J. Neumaier (deceased 2013), Frank B. Silvestro, Gerald A. Strobel and Ronald L. Frank, whereby none of the shares (now classified as Class B Common Stock) subject to the Agreement including shares owned by them, certain children of those individuals and any such shares subsequently transferred to their spouses and/or children outright or in trust for their benefit upon the demise of a signatory to that agreement may be sold without the seller first granting the other signatories a right of first refusal. This is not an admission that the reporting person is the beneficial owner of the shares held in the name of others nor is this an admission that all shares held by the reporting person are subject to the Agreement
  • [F3]On August 28, 2019 the Issuer entered into an Agreement and Plan of Merger (the"Merger Agreement")with WSP Global inc., a Canadian corporation (the "Parent") and Everest Acquisition Corp., a New York corporation and a direct subsidiary of the Parent) the "Merger Sub"). Pursuant to the terms of the Merger Agreement and the Merger (as defined in the Merger Agreement), each share of the Issuer's common stock (the "Company Common Stock") held by the Reporting Person was acquired, at a purchase price of $15.00 per share (the "Price Per Share") in cash

Issuer

ECOLOGY & ENVIRONMENT INC

CIK 0000809933

Entity typeother
IncorporatedNY

Related Parties

1
  • filerCIK 0000933327

Filing Metadata

Form type
4/A
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 4:12 PM ET
Size
12.8 KB